DFX Intelligence

M•••••• D•••• T••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

M•••••• D•••• T••••

Advisor at L•• F•••••••• L••

WAITE PARK, MN

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Aug 21, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 18, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Oct 9, 2023	n/a	yes	WAITE PARK, MN	Current employment
F•••• F••••••••	Independent wealth	Dec 3, 2014	Oct 3, 2023	no	Waite Park, MN\|WEST FARGO, ND	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• F••••••••	L•• F•••••••• L••	Oct 3, 2023	Oct 9, 2023	6	Firm change	RIA to ibd
L•• F•••••••• L••	F•••• F••••••••	Dec 2, 2014	Dec 3, 2014

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: previous registration
Aug 10, 2009 to Dec 2, 2014factForm ADV
→ F•••• F••••••••Registered adviserregistration: previous registration
Dec 3, 2014 to Oct 3, 2023factForm ADV
→ I••••• F•••••••• C•••••••••Registered adviserregistration: previous registration
Feb 10, 2003 to Aug 7, 2009factForm ADV

Dated events

Order

Occurred
3 Oct 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 21, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.