DFX Intelligence

E••••• P•••••• F••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst23 years in industry

E••••• P•••••• F••••••

Advisor at F•••••• W••••• M••••••••• L••

JOHNS CREEK, GA

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Search this name across graphsid dfx:ria:2ce54564-f984-3772-e6ab-549dca4002fe

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 24, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••••• W••••• M••••••••• L••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Mar 24, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 21derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••••• W••••• M••••••••• L••	Former SEC adviser	Dec 9, 2004	n/a	yes	JOHNS CREEK, GA	Current employment
P••••••••• I••••••••• A••••••• L••	Former SEC adviser	Mar 24, 2003	Jan 14, 2005	no	ATLANTA, GA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••••• I••••••••• A••••••• L••	F•••••• W••••• M••••••••• L••	Jan 14, 2005	Dec 9, 2004	-36	Firm change after gap	Other

Relationships

Registered with (2)

→ F•••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Dec 9, 2004 to presentfactForm ADV
→ P••••••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Mar 24, 2003 to Jan 14, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2ce54564-f984-3772-e6ab-549dca4002fe
First observed: Mar 24, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.