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N••••••• K•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

N••••••• K•••••••

Advisor at S•••••• W••••• M•••••••••

BINGHAM FARMS, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2cefd454-6c74-28dc-0d82-069705dba63d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Mar 15, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• W••••• M•••••••••	Independent wealth	Jul 13, 2026	n/a	yes	BINGHAM FARMS, MI	Current employment
C•••••• G•••• • C• I••	Former SEC adviser	Feb 1, 2023	Jul 7, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• G•••• • C• I••	S•••••• W••••• M•••••••••	Jul 7, 2025	Jul 13, 2026	371	Firm change	Ibd to RIA
O•••• W•••••• I•••	C•••••• G•••• • C• I••	Jan 19, 2023

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
10641:331719:NY:2025-07-07	Jul 7, 2025	Jul 13, 2026	SYRACUSE, NY	Firm change

Relationships

Registered with (3)

→ S•••••• W••••• M•••••••••Registered adviserregistration: current employment
Jul 13, 2026 to presentfactForm ADV
→ C•••••• G•••• • C• I••Registered adviserregistration: previous registration
Feb 1, 2023 to Jul 7, 2025factForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Mar 15, 2022 to Jan 19, 2023factForm ADV

Dated events

Occurred
Jul 7, 2025
Advisor changed firm
N••••••• K••••••• left C•••••• G•••• • C• I•• for S•••••• W••••• M••••••••• (registered 2026-07-13)
Form ADVobserved 7 days ago
Occurred
Jan 19, 2023
Advisor changed firm
N••••••• K••••••• left O•••• W•••••• I••• for C•••••• G•••• • C• I•• (registered 2023-02-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2cefd454-6c74-28dc-0d82-069705dba63d
First observed: Mar 15, 2022
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.