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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

UNION SQUARE STRATEGIC CAPITAL MANAGEMENT LLC

CRD 299168

SAN FRANCISCO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2cf6d2bc-ac70-ee16-a992-338528b32053

Data as of Nov 30, 2018 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Nov 5, 2018 to Nov 30, 2018
3 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0Item 5.F on the latest filing (2018-11-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 6
Advisory employees: 5
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 0
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $0gross asset value as reported per fund; never fund size
Custody, client assets: $0
SEC number: 801-114383
CRD: 299168
Filings on the tape: 3
First filed: Nov 5, 2018
Latest filed: Nov 30, 2018
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
UNION SQUARE SPECIAL PURPOSE VEHICLE 1 LP	Other Private Fund	$4.0M	May 6, 2021	24	Oct 24, 2019	reported	021-349221
UNION SQUARE STRATEGIC FUND I, LP	Other Private Fund	$0	May 6, 2021	0	Nov 5, 2018	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BRITT, HARRIET, JAYNE	CHIEF COMPLIANCE OFFICER	Na	yes	10/2018	Nov 5, 2018	Nov 30, 2018
JETC, LLC	MANAGING MEMBER	E	yes	10/2018	Nov 5, 2018	Nov 30, 2018
RISKAS, DEAN, THOMAS	INVESTMENT COMMITTEE	Na	yes	10/2018	Nov 5, 2018	Nov 30, 2018
SMITH, EDWARD, RIFE	INVESTMENT COMMITTEE	Na	yes	10/2018	Nov 5, 2018	Nov 30, 2018
SPARTAN CAPITAL MANAGEMENT, LLC	SOLE OWNER	E	yes	07/2018	Nov 5, 2018	Nov 30, 2018

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
UNION SQUARE ADVISORS LLC	n/a	n/a	n/a	N	yes	n/a
UNION SQUARE STRATEGIC CAPITAL GP, LP	n/a	n/a	n/a	Y	yes	CA

Relationships

Advises (2)

→ UNION SQUARE STRATEGIC FUND I, LPPrivate fundOther Private Fund, ERA
Nov 5, 2018 to presentfactForm ADV
→ UNION SQUARE SPECIAL PURPOSE VEHICLE 1 LPPrivate fundOther Private Fund, ERA
Oct 24, 2019 to presentfactForm ADV

Controls (5)

← RISKAS, DEAN, THOMASOwnerINVESTMENT COMMITTEE, ownership code NA, individual
Nov 5, 2018 to presentfactForm ADV
← BRITT, HARRIET, JAYNEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Nov 5, 2018 to presentfactForm ADV
← SMITH, EDWARD, RIFEOwnerINVESTMENT COMMITTEE, ownership code NA, individual
Nov 5, 2018 to presentfactForm ADV
← JETC, LLCOwnerMANAGING MEMBER, ownership code E, domestic entity
Nov 5, 2018 to presentfactForm ADV
← SPARTAN CAPITAL MANAGEMENT, LLCOwnerSOLE OWNER, ownership code E, domestic entity
Nov 5, 2018 to presentfactForm ADV

Dated events

Occurred
Nov 5, 2018
First Form ADV filing
Union Square Strategic Capital Management Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2cf6d2bc-ac70-ee16-a992-338528b32053
First observed: Nov 5, 2018
Last observed: Nov 30, 2018 95 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

UNION SQUARE STRATEGIC CAPITAL MANAGEMENT LLC

CRD 299168

SAN FRANCISCO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2cf6d2bc-ac70-ee16-a992-338528b32053

Data as of Nov 30, 2018 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:39 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

UNION SQUARE SPECIAL PURPOSE VEHICLE 1 LP

Other Private Fund

$4.0M

May 6, 2021

Oct 24, 2019

reported

021-349221

UNION SQUARE STRATEGIC FUND I, LP

Other Private Fund

May 6, 2021

Nov 5, 2018

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BRITT, HARRIET, JAYNE

CHIEF COMPLIANCE OFFICER

yes

10/2018

Nov 5, 2018

Nov 30, 2018

JETC, LLC

MANAGING MEMBER

yes

10/2018

Nov 5, 2018

Nov 30, 2018

RISKAS, DEAN, THOMAS

INVESTMENT COMMITTEE

yes

10/2018

Nov 5, 2018

Nov 30, 2018

SMITH, EDWARD, RIFE

INVESTMENT COMMITTEE

yes

10/2018

Nov 5, 2018

Nov 30, 2018

SPARTAN CAPITAL MANAGEMENT, LLC

SOLE OWNER

yes

07/2018

Nov 5, 2018

Nov 30, 2018

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

UNION SQUARE ADVISORS LLC

n/a

yes

n/a

UNION SQUARE STRATEGIC CAPITAL GP, LP

n/a

yes