DFX Intelligence

E•••• M••••• B••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor18 years in industry

E•••• M••••• B••

Advisor at O•• P••• A•••••••

P•••LAND, ME

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 3:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 24, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•• P••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 9, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•• P••• A•••••••	Independent wealth	Nov 6, 2017	n/a	yes	P•••LAND, ME	Current employment
M••••• S••••••	Wirehouse	Jan 5, 2012	Nov 16, 2016	no	Portland, ME	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	O•• P••• A•••••••	Nov 16, 2016	Nov 6, 2017	355	Firm change	Other
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	M••••• S••••••	Nov 16, 2011	Jan 5, 2012

Relationships

Registered with (4)

→ O•• P••• A•••••••Registered adviserregistration: current employment
Nov 6, 2017 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jan 5, 2012 to Nov 16, 2016factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Apr 27, 2010 to Nov 16, 2011factForm ADV
→ C•••••••• G••••• M•••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Sep 24, 2008
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.