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Advisor at TRANSAMERICA FINANCIAL ADVISORS, LLC
EDISON, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TRANSAMERICA FINANCIAL ADVISORS, LLC | Bd affiliated wealth | Jan 6, 2012 | n/a | yes | EDISON, NJ | Current employment |
| INVESTMENT ADVISORS INTERNATIONAL, INC. | n/a | Oct 9, 2006 | Jan 6, 2012 | no | EDISON, NJ | Previous registration |
| TRANSAMERICA FINANCIAL ADVISORS, LLC | Bd affiliated wealth | Mar 7, 2006 | Aug 23, 2006 | no | NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| INVESTMENT ADVISORS INTERNATIONAL, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | Jan 6, 2012 | Jan 6, 2012 | 0 | Bulk transfer | Other |
| TRANSAMERICA FINANCIAL ADVISORS, LLC | INVESTMENT ADVISORS INTERNATIONAL, INC. | Aug 23, 2006 | Oct 9, 2006 | 47 | Bulk transfer | Other |