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RIA / WealthAdvisorPersonal Financial Specialistdual registered (broker-dealer)37 years in industry

RODNEY BRYAN MILLER

Advisor at STIFEL, NICOLAUS & COMPANY, INCORPORATED

LAWRENCE, KS

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Search this name across graphsid dfx:ria:2d06f052-6217-79d9-ba40-1378a553dc6c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 3, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STIFEL, NICOLAUS & COMPANY, INCORPORATED
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 28, 1988earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Personal Financial Specialist
Exams: S63|S65
First exam: Nov 28, 1988
First registration: Mar 3, 2000
Dual registered: yes, broker-dealer
Other names: RODNEY BRYAN MILLER
IAPD individual key: 1901086

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STIFEL, NICOLAUS & COMPANY, INCORPORATED	National bd RIA	Sep 11, 2009	n/a	yes	LAWRENCE, KS	Current employment
UBS FINANCIAL SERVICES INC.	Wirehouse	Aug 12, 2006	Sep 11, 2009	no	TOPEKA, KS\|TOPEKA, KS	Previous registration
PIPER SANDLER & CO.	Institutional manager	Feb 17, 2006	Aug 12, 2006	no	MINNEAPOLIS, MN\|SALT LAKE CITY, UT\|TOPEKA, KS	Previous registration
RAYMOND JAMES FINANCIAL SERVICES, INC.	n/a	Dec 5, 2003	Feb 21, 2006	no	TOPEKA, KS	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Mar 3, 2000	Dec 1, 2003	no	TOPEKA, KS	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UBS FINANCIAL SERVICES INC.	STIFEL, NICOLAUS & COMPANY, INCORPORATED	Sep 11, 2009	Sep 11, 2009	0	Bulk transfer	Wirehouse to ibd
PIPER SANDLER & CO.	UBS FINANCIAL SERVICES INC.	Aug 12, 2006	Aug 12, 2006	0	Bulk transfer	Other
RAYMOND JAMES FINANCIAL SERVICES, INC.	PIPER SANDLER & CO.	Feb 21, 2006	Feb 17, 2006	-4	Firm change	Other
WELLS FARGO ADVISORS	RAYMOND JAMES FINANCIAL SERVICES, INC.	Dec 1, 2003	Dec 5, 2003	4	Firm change	Other

Relationships

Registered with (5)

→ STIFEL, NICOLAUS & COMPANY, INCORPORATEDRegistered adviserregistration: current employment
Sep 11, 2009 to presentfactForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Aug 12, 2006 to Sep 11, 2009factForm ADV
→ PIPER SANDLER & CO.Registered adviserregistration: previous registration
Feb 17, 2006 to Aug 12, 2006factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Dec 5, 2003 to Feb 21, 2006factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Mar 3, 2000 to Dec 1, 2003factForm ADV

Dated events

No dated event names this entity yet.