DFX Intelligence

M••••••• I• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

M••••••• I• W•••••

Advisor at L•• E••••••••• L••

LAKE OSWEGO, OR

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Search this name across graphsid dfx:ria:2d0d1465-0364-3637-1c24-7b3f08960dc0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Oct 23, 2023 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• E••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• E••••••••• L••	Bd affiliated wealth	Feb 19, 2025	n/a	yes	LAKE OSWEGO, OR	Current employment
J•• T•• • W••••• M•••••••••	Independent wealth	Oct 23, 2023	Oct 19, 2024	no	SALEM, OR	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J•• T•• • W••••• M•••••••••	L•• E••••••••• L••	Oct 19, 2024	Feb 19, 2025	123	Firm change	RIA to new firm

Relationships

Registered with (2)

→ L•• E••••••••• L••Registered adviserregistration: current employment
Feb 19, 2025 to presentfactForm ADV
→ J•• T•• • W••••• M•••••••••Registered adviserregistration: previous registration
Oct 23, 2023 to Oct 19, 2024factForm ADV

Dated events

Occurred
Oct 19, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2d0d1465-0364-3637-1c24-7b3f08960dc0
First observed: Oct 23, 2023
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.