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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

SHEROD BAILEY WAITE

Advisor at LPL FINANCIAL LLC

BAKERSFIELD, CA

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Search this name across graphsid dfx:ria:2d0ef20b-e399-df29-fba4-cc6a67946518

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 5, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 10
Exams: S66
First exam: Sep 4, 2007
First registration: Sep 5, 2007
Dual registered: yes, broker-dealer
IAPD individual key: 5395809

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	May 1, 2025	n/a	yes	BAKERSFIELD, CA	Current employment
SCF INVESTMENT ADVISORS, INC.	Former SEC adviser	Nov 28, 2011	May 1, 2025	no	FRESNO, CA\|Bakersfield, CA\|SAN DIEGO, CA	Previous registration
MONEYWISE, INC.	n/a	Sep 6, 2011	Jul 31, 2014	no	BAKERSFIELD, CA	Previous registration
MONEYWISE, INC.	n/a	Oct 16, 2008	Aug 22, 2011	no	BAKERSFIELD, CA	Previous registration
BROKERSXPRESS LLC	Former SEC adviser	Sep 5, 2007	Nov 29, 2011	no	BAKERSFIELD, CA\|BOCA RATON, FL\|BAKERSFIELD, CA\|BAKERSFIELD, CA\|BAKERSFIELD, CA\|NEWBURY PARK, CA\|BAKERSFIELD, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SCF INVESTMENT ADVISORS, INC.	LPL FINANCIAL LLC	May 1, 2025	May 1, 2025	0	Bulk transfer	Ibd to ibd
MONEYWISE, INC.	SCF INVESTMENT ADVISORS, INC.	Jul 31, 2014	Nov 28, 2011	-976	Firm change after gap	Other
BROKERSXPRESS LLC	MONEYWISE, INC.	Nov 29, 2011	Oct 16, 2008	-1,139	Firm change after gap	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
May 1, 2025 to presentfactForm ADV
→ SCF INVESTMENT ADVISORS, INC.Registered adviserregistration: previous registration
Nov 28, 2011 to May 1, 2025factForm ADV
→ MONEYWISE, INC.Registered adviserregistration: previous registration
Sep 6, 2011 to Jul 31, 2014factForm ADV
→ BROKERSXPRESS LLCRegistered adviserregistration: previous registration
Sep 5, 2007 to Nov 29, 2011factForm ADV

Dated events

No dated event names this entity yet.