DFX Intelligence

C••••• A•••••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

C••••• A•••••• B••••

Advisor at X••••••• A•••••• P••••••• L••

SCOTTSDALE, AZ

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Search this name across graphsid dfx:ria:2d1877ef-866e-d15e-ef8d-b2b6fac5f90b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Mar 13, 2024 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: X••••••• A•••••• P••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
X••••••• A•••••• P••••••• L••	Independent wealth	May 20, 2026	n/a	yes	SCOTTSDALE, AZ\|SCOTTSDALE, AZ	Current employment
R••••• W• B•••• • C•• I•••••••••	Mixed wealth	Mar 13, 2024	Apr 28, 2026	no	Scottsdale, AZ\|MILWAUKEE, WI\|SCOTTSDALE, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R••••• W• B•••• • C•• I•••••••••	X••••••• A•••••• P••••••• L••	Apr 28, 2026	May 20, 2026	22	Firm change	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
8158:334779:AZ:2026-04-28	Apr 28, 2026	May 20, 2026	SCOTTSDALE, AZ	Firm change

Relationships

Registered with (2)

→ X••••••• A•••••• P••••••• L••Registered adviserregistration: current employment
May 20, 2026 to presentfactForm ADV
→ R••••• W• B•••• • C•• I•••••••••Registered adviserregistration: previous registration
Mar 13, 2024 to Apr 28, 2026factForm ADV

Dated events

Occurred
Apr 28, 2026
A•••••• firm change
C••••• A•••••• B•••• left R••••• W• B•••• • C•• I••••••••• for X••••••• A•••••• P••••••• L•• (registered 2026-05-20)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2d1877ef-866e-d15e-ef8d-b2b6fac5f90b
First observed: Mar 13, 2024
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.