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Reading the graph
Advisor at CAPTRUST
Costa Mesa, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Captrust | Institutional manager | Feb 13, 2026 | n/a | yes | Costa Mesa, CA | Current employment |
| ALPHA CUBED INVESTMENTS, LLC | Former SEC adviser | Nov 3, 2022 | Apr 30, 2026 | no | COSTA MESA, CA | Previous registration |
| A.G.P / ALLIANCE GLOBAL PARTNERS | Independent wealth | Jul 23, 2009 | Oct 24, 2022 | no | NEWPORT BEACH, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ALPHA CUBED INVESTMENTS, LLC | Captrust | Apr 30, 2026 | Feb 13, 2026 | -76 | Firm change after gap | Other |
| A.G.P / ALLIANCE GLOBAL PARTNERS | ALPHA CUBED INVESTMENTS, LLC | Oct 24, 2022 | Nov 3, 2022 | 10 | Firm change | RIA to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 159347:175112:CA:2026-04-30 | Apr 30, 2026 | Feb 13, 2026 | COSTA MESA, CA | Firm change after gap |