DFX Intelligence

C•••• A• R•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

C•••• A• R•••••••••

Advisor at T••••••••• F•••••••• A•••••••• L••

Waunakee, WI

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Search this name across graphsid dfx:ria:2d3d94ac-f5d0-0811-680f-9d6b92ddb768

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 0
On other graphs: 0
Observed: Aug 1, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••••••• F•••••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 5, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 9

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••••••• F•••••••• A•••••••• L••	Bd affiliated wealth	Jun 3, 2021	n/a	yes	Waunakee, WI	Current employment
J••• M••••• S••••••••• L••	Wirehouse	Jan 8, 2021	May 26, 2021	no	MADISON, WI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	T••••••••• F•••••••• A•••••••• L••	May 26, 2021	Jun 3, 2021	8	Firm change	Wirehouse to ibd
B•••••••• A•••• M••••••••• L••	J••• M••••• S••••••••• L••	Dec 18, 2020	Jan 8, 2021

Relationships

Registered with (9)

→ T••••••••• F•••••••• A•••••••• L••Registered adviserregistration: current employment
Jun 3, 2021 to presentfactForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Jan 8, 2021 to May 26, 2021factForm ADV
→ B•••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Sep 22, 2020 to Dec 18, 2020factForm ADV
→ M••••• S••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2d3d94ac-f5d0-0811-680f-9d6b92ddb768
First observed: Aug 1, 2000
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.