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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

ALIGN WEALTH MANAGEMENT, LLC

CRD 131482

OKLAHOMA CITY, OK

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2d4076ce-56cb-70df-0786-a8ce8847e9fe

Data as of May 3, 2023 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 4
On other graphs: 1
Observed: Mar 21, 2012 to May 3, 2023
32 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

Align Wealth Management, LLC

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $415MItem 5.F on the latest filing (2023-05-03); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $415M
Private client RAUM: $391MderivedItem 5.D individuals plus high net worth individuals
Private client share: 94%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5
Advisory employees: 4
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 991
Individual clients: 164
High net worth clients: 192
SEC number: 801-63165
CRD: 131482
Filings on the tape: 32
First filed: Mar 21, 2012
Latest filed: May 3, 2023
Organised: Limited Liability Company, Oklahoma

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
PACKARD, DENNIS, SCOTT	Member	C	yes	01/2008	Mar 21, 2012	May 3, 2023
PUCKETT, WILLIAM, BRIAN	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	D	yes	01/1994	Mar 21, 2012	May 3, 2023

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
ST. PETERSBURG	FL	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022	Mar 2, 2023	$415M	$415M	5	4	1	n/a	n/a
2021	Mar 18, 2022	$430M	$430M	5	4	1	n/a	n/a
2020	Mar 1, 2021	$390M	$390M	5	4	1	n/a	n/a
2019	Mar 10, 2020	$333M	$333M	5	4	1	n/a	n/a
2018	Mar 18, 2019	$305M	$305M	5	4	1	n/a	n/a
2017	Feb 5, 2018	$296M	$296M	5	3	1	n/a	n/a
2016	Jan 30, 2017	$228M	$223M	5	3	n/a	n/a	n/a
2015	Feb 4, 2016	$216M	$212M	4	3	n/a	n/a	n/a
2014	Mar 11, 2015	$212M	$209M	4	3	n/a	n/a	n/a
2013	Feb 6, 2014	$185M	$184M	4	3	n/a	n/a	n/a
2012	Feb 11, 2013	$155M	$153M	4	3	n/a	n/a	n/a
2011	Mar 21, 2012	$140M	$138M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$415M	$430M	-3.5%	$333M	7.7%	5	5	1	1

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
EDELMAN FINANCIAL ENGINES	2	Dec 31, 2023	Sep 8, 2023	OKLAHOMA CITY, OK	Team lift out	RIA to RIA	66.7%

Relationships

Controls (2)

← PUCKETT, WILLIAM, BRIANOwnerMANAGING MEMBER AND CHIEF COMPLIANCE OFFICER, ownership code D, individual
Mar 21, 2012 to presentfactForm ADV
← PACKARD, DENNIS, SCOTTOwnerMEMBER, ownership code C, individual
Mar 21, 2012 to presentfactForm ADV

Registered with (3)

← WILLIAM BRIAN PUCKETTAdvisorregistration: previous registration
May 24, 2004 to Dec 31, 2023factForm ADV
← DENNIS SCOTT PACKARDAdvisorregistration: previous registration
Mar 17, 2006 to Dec 31, 2023factForm ADV
← KEVIN MARK BROWNAdvisorregistration: previous registration
Nov 16, 2021 to Dec 31, 2023factForm ADV

Moved with (1)

→ EDELMAN FINANCIAL ENGINESRegistered adviser2 advisors, team lift out, same day
Dec 31, 2023 to Sep 8, 2023factForm ADV

Dated events

Occurred
Dec 31, 2023
Team lift-out
2 advisors left Align Wealth Management, LLC (Oklahoma City, OK) for Edelman Financial Engines on the same day
Form ADVobserved 3 days ago
2 advisors
Occurred
Dec 31, 2023
Advisor changed firm
Dennis Scott Packard left Align Wealth Management, Llc for Edelman Financial Engines (registered 2023-09-08)
Form ADVobserved 3 days ago
Occurred
Dec 31, 2023
Advisor changed firm
William Brian Puckett left Align Wealth Management, Llc for Cambridge Investment Research Advisors, Inc. (registered 2005-03-28)
Form ADVobserved 3 days ago
Occurred
Dec 31, 2023
Advisor changed firm
Kevin Mark Brown left Align Wealth Management, Llc for Edelman Financial Engines (registered 2023-09-08)
Form ADVobserved 3 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2d4076ce-56cb-70df-0786-a8ce8847e9fe
First observed: Mar 21, 2012
Last observed: May 3, 2023 41 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ALIGN WEALTH MANAGEMENT, LLC

CRD 131482

OKLAHOMA CITY, OK

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2d4076ce-56cb-70df-0786-a8ce8847e9fe

Data as of May 3, 2023 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:37 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

PACKARD, DENNIS, SCOTT

Member

yes

01/2008

Mar 21, 2012

May 3, 2023

PUCKETT, WILLIAM, BRIAN

MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER

yes

01/1994

Mar 21, 2012

May 3, 2023

City

State

Country

Employees

Also broker-dealer

ST. PETERSBURG

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2022

Mar 2, 2023

$415M

n/a

2021

Mar 18, 2022

$430M

n/a

2020

Mar 1, 2021

$390M

n/a

2019

Mar 10, 2020

$333M

n/a

2018

Mar 18, 2019

$305M

n/a

2017

Feb 5, 2018

$296M

n/a

2016

Jan 30, 2017

$228M

$223M

n/a

2015

Feb 4, 2016

$216M

$212M

n/a

2014

Mar 11, 2015

$212M

$209M

n/a

2013

Feb 6, 2014

$185M

$184M

n/a

2012

Feb 11, 2013

$155M

$153M

n/a

2011

Mar 21, 2012

$140M

$138M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2022

$415M

$430M

-3.5%

$333M

7.7%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

EDELMAN FINANCIAL ENGINES

Dec 31, 2023

Sep 8, 2023

OKLAHOMA CITY, OK

Team lift out

RIA to RIA

66.7%