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Advisor at FOUNDERS FINANCIAL ALLIANCE, LLC
Locust, NC | RALEIGH, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FOUNDERS FINANCIAL ALLIANCE, LLC | Independent wealth | Jul 29, 2016 | n/a | yes | RALEIGH, NC|Locust, NC | Current employment |
| UWHARRIE INVESTMENT ADVISORS, INC. | Independent wealth | Dec 31, 2001 | Jul 29, 2016 | no | ALBEMARLE, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UWHARRIE INVESTMENT ADVISORS, INC. | FOUNDERS FINANCIAL ALLIANCE, LLC | Jul 29, 2016 | Jul 29, 2016 | 0 | Firm change | Other |