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Advisor at RETIREMENT CAPITAL ADVISORS
Sun Prarie, WI | WEST PALM BEACH, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RETIREMENT CAPITAL ADVISORS | State registered | Jul 17, 2026 | n/a | yes | Sun Prarie, WI|WEST PALM BEACH, FL | Current employment |
| HORACE MANN INVESTORS, INC. | No RAUM reported | Sep 18, 2024 | Mar 5, 2026 | no | Middletown, WI|Sun Prairie, WI|SPRINGFIELD, IL | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Dec 22, 2023 | May 23, 2024 | no | COTTAGE GROVE, WI|MADISON, WI|MADISON, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| HORACE MANN INVESTORS, INC. | RETIREMENT CAPITAL ADVISORS | Mar 5, 2026 | Jul 17, 2026 | 134 | Firm change | Other |
| LPL FINANCIAL LLC | HORACE MANN INVESTORS, INC. | May 23, 2024 | Sep 18, 2024 | 118 | Firm change | Ibd to ibd |