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Advisor at EMERSON EQUITY LLC
SAN MATEO, CA | San Rafael, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EMERSON EQUITY LLC | Bd affiliated wealth | Jan 1, 2026 | n/a | yes | SAN MATEO, CA|San Rafael, CA | Current employment |
| EMERSON EQUITY LLC | Bd affiliated wealth | May 13, 2016 | Apr 3, 2017 | no | SAN MATEO, CA|SAN MATEO, CA|SAN MATEO, CA|Lakspur, CA | Previous registration |
| SUMMIT FINANCIAL GROUP INC | Former SEC adviser | Nov 25, 2014 | May 16, 2016 | no | LARKSPUR, CA | Previous registration |
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | National bd RIA | Nov 2, 2011 | Oct 30, 2014 | no | SAN FRANCISCO, CA | Previous registration |
| STONE & YOUNGBERG LLC | Former SEC adviser | May 20, 2009 | Nov 2, 2011 | no | SAN FRANCISCO, CA | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Mar 26, 2007 | May 13, 2009 | no | SAN FRANCISCO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SUMMIT FINANCIAL GROUP INC | EMERSON EQUITY LLC | May 16, 2016 | May 13, 2016 | -3 | Firm change | Other |
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | SUMMIT FINANCIAL GROUP INC | Oct 30, 2014 | Nov 25, 2014 | 26 | Firm change | Other |
| STONE & YOUNGBERG LLC | STIFEL, NICOLAUS & COMPANY, INCORPORATED | Nov 2, 2011 | Nov 2, 2011 | 0 | Channel change | Other |
| UBS FINANCIAL SERVICES INC. | STONE & YOUNGBERG LLC | May 13, 2009 | May 20, 2009 | 7 | Firm change | Other |