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Advisor at LPL FINANCIAL LLC
Hornell, NY | NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Sep 2, 2026 | n/a | yes | Hornell, NY|NEW YORK, NY | Current employment |
| KESTRA ADVISORY SERVICES, LLC | Bd affiliated wealth | Jan 8, 2025 | Jul 21, 2026 | no | Hornell, NY|AUSTIN, TX | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Sep 23, 2023 | Jan 13, 2025 | no | OLYMPIA, WA|HORNELL, NY|HORNELL, NY | Previous registration |
| FINANCIAL ADVOCATES INVESTMENT MANAGEMENT | Former SEC adviser | Mar 20, 2023 | Oct 6, 2023 | no | OLYMPIA, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| KESTRA ADVISORY SERVICES, LLC | LPL FINANCIAL LLC | Jul 21, 2026 | Sep 2, 2026 | 43 | Firm change | Ibd to ibd |
| LPL FINANCIAL LLC | KESTRA ADVISORY SERVICES, LLC | Jan 13, 2025 | Jan 8, 2025 | -5 | Firm change | Ibd to ibd |
| FINANCIAL ADVOCATES INVESTMENT MANAGEMENT | LPL FINANCIAL LLC | Oct 6, 2023 | Sep 23, 2023 | -13 | Firm change | RIA to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 151298:6413:WA:2023-09-25 | Oct 6, 2023 | Sep 23, 2023 | OLYMPIA, WA | Firm change |