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S•••• L•• T•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

S•••• L•• T•••••••

Advisor at C•••••• S••••• • C••• I•••

Holland, MI

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Search this name across graphsid dfx:ria:2d6c11dd-5a56-0231-ebf4-506119244192

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Aug 9, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• S••••• • C••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• S••••• • C••• I•••	National bd RIA	Mar 25, 2025	n/a	yes	Holland, MI	Current employment
E••••• J••••	National bd RIA	Mar 18, 2024	Mar 19, 2025	no	ST LOUIS, MO\|Jenison, MI

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• J••••	C•••••• S••••• • C••• I•••	Mar 19, 2025	Mar 25, 2025	6	Firm change	Ibd to ibd
F•••• T•••• S••••••••• I•••	E••••• J••••	Feb 5, 2024

Relationships

Registered with (3)

→ C•••••• S••••• • C••• I•••Registered adviserregistration: current employment
Mar 25, 2025 to presentfactForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Mar 18, 2024 to Mar 19, 2025factForm ADV
→ F•••• T•••• S••••••••• I•••Registered adviserregistration: previous registration
Oct 20, 2023 to Feb 5, 2024factForm ADV

Dated events

Occurred
Mar 19, 2025
Advisor changed firm
S•••• L•• T••••••• left E••••• J•••• for C•••••• S••••• • C••• I••• (registered 2025-03-25)
Form ADVobserved 6 days ago
Occurred
Feb 5, 2024
Advisor changed firm
S•••• L•• T••••••• left F•••• T•••• S••••••••• I••• for E••••• J•••• (registered 2024-03-18)
Form ADVobserved 6 days ago
Occurred
Oct 24, 2023
Advisor changed firm
S•••• L•• T••••••• left E••••• J•••• for F•••• T•••• S••••••••• I••• (registered 2023-10-20)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2d6c11dd-5a56-0231-ebf4-506119244192
First observed: Aug 9, 2007
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.