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RIA / WealthAdvisor40 years in industry

ALAN DEAN CANTRELL

Advisor at SIMPLICITY WEALTH

Fayetteville, AR | SUMMIT, NJ

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Search this name across graphsid dfx:ria:2d7441bf-b621-2668-7ff6-506bc84aa98a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: May 17, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SIMPLICITY WEALTH
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 16, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Exams: S65|S63
First exam: Jun 16, 1986
First registration: May 17, 2017
Dual registered: no
IAPD individual key: 1484383

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SIMPLICITY WEALTH	Mixed wealth	Sep 8, 2022	n/a	yes	SUMMIT, NJ\|Fayetteville, AR	Current employment
FREEDOM DAY SOLUTIONS, LLC	Independent wealth	Jun 8, 2020	Aug 5, 2022	no	Fayetteville, AR\|HOUSTON, TX	Previous registration
ADVANCED RETIREMENT SOLUTIONS, INC.	State registered	Apr 30, 2019	Mar 30, 2021	no	Fayetteville, AR	Previous registration
FOUNDATIONS INVESTMENT ADVISORS LLC	Independent wealth	Aug 2, 2018	May 1, 2019	no	FAYETTEVILLE, AR\|PHOENIX, AZ	Previous registration
USA FINANCIAL SECURITIES LLC	Independent wealth	May 17, 2017	Nov 30, 2017	no	ADA, MI\|Springdale, AR	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FREEDOM DAY SOLUTIONS, LLC	SIMPLICITY WEALTH	Aug 5, 2022	Sep 8, 2022	34	Firm change	RIA to RIA
ADVANCED RETIREMENT SOLUTIONS, INC.	FREEDOM DAY SOLUTIONS, LLC	Mar 30, 2021	Jun 8, 2020	-295	Firm change after gap	Other
FOUNDATIONS INVESTMENT ADVISORS LLC	ADVANCED RETIREMENT SOLUTIONS, INC.	May 1, 2019	Apr 30, 2019	-1	Firm change	RIA to state RIA
USA FINANCIAL SECURITIES LLC	FOUNDATIONS INVESTMENT ADVISORS LLC	Nov 30, 2017	Aug 2, 2018	245	Firm change	Other

Relationships

Registered with (5)

→ SIMPLICITY WEALTHRegistered adviserregistration: current employment
Sep 8, 2022 to presentfactForm ADV
→ FREEDOM DAY SOLUTIONS, LLCRegistered adviserregistration: previous registration
Jun 8, 2020 to Aug 5, 2022factForm ADV
→ ADVANCED RETIREMENT SOLUTIONS, INC.Registered adviserregistration: previous registration
Apr 30, 2019 to Mar 30, 2021factForm ADV
→ FOUNDATIONS INVESTMENT ADVISORS LLCRegistered adviserregistration: previous registration
Aug 2, 2018 to May 1, 2019factForm ADV
→ USA FINANCIAL SECURITIES LLCRegistered adviserregistration: previous registration
May 17, 2017 to Nov 30, 2017factForm ADV

Dated events

Occurred
Aug 5, 2022
Advisor changed firm
Alan Dean Cantrell left Freedom Day Solutions, Llc for Simplicity Wealth (registered 2022-09-08)
Form ADVobserved 4 days ago