DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at ROYAL FUND MANAGEMENT, LLC
LADY LAKE, FL | Orlando, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ROYAL FUND MANAGEMENT, LLC | Independent wealth | Nov 1, 2018 | n/a | yes | Orlando, FL|LADY LAKE, FL | Current employment |
| LANARK FINANCIAL, INC. | Bd affiliated wealth | Nov 3, 2014 | Aug 1, 2017 | no | KISSIMMEE, FL | Previous registration |
| J W KORTH & COMPANY | Other adviser | Feb 19, 2013 | May 14, 2014 | no | ORLANDO, FL | Previous registration |
| FIFTH THIRD SECURITIES, INC. | Bd affiliated wealth | May 12, 2011 | Nov 27, 2012 | no | ORLANDO, FL|ORLANDO, FL|MAITLAND, FL|ORLANDO, FL|CASSELBERRY, FL|OVIEDO, FL|OVIEDO, FL|WINTER PARK, FL|ORLANDO, FL|PORT ORANGE, FL|DAYTONA BEACH, FL|APOPKA, FL|ALTAMONTE SPRINGS, FL|APOPKA, FL | Previous registration |
| INVEST FINANCIAL CORPORATION | Former SEC adviser | Mar 23, 2011 | May 3, 2011 | no | ORLANDO, FL | Previous registration |
| FNB BROKERAGE SERVICES, INC. | n/a | Jun 8, 2010 | Mar 22, 2011 | no | STUART, FL|STUART, FL|ORLANDO, FL | Previous registration |
| PNC WEALTH MANAGEMENT | Bd affiliated wealth | Dec 4, 2008 | Jan 26, 2010 | no | OAKLYN, NJ|CLEMENTON, NJ|GLOUCESTER, NJ|PENNSAUKEN, NJ|MOORESTOWN, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LANARK FINANCIAL, INC. | ROYAL FUND MANAGEMENT, LLC | Aug 1, 2017 | Nov 1, 2018 | 457 | Firm change after gap | Other |
| J W KORTH & COMPANY | LANARK FINANCIAL, INC. | May 14, 2014 | Nov 3, 2014 | 173 | Firm change | Other |
| FIFTH THIRD SECURITIES, INC. | J W KORTH & COMPANY | Nov 27, 2012 | Feb 19, 2013 | 84 | Firm change | Other |
| INVEST FINANCIAL CORPORATION | FIFTH THIRD SECURITIES, INC. | May 3, 2011 | May 12, 2011 | 9 | Firm change | Other |
| FNB BROKERAGE SERVICES, INC. | INVEST FINANCIAL CORPORATION | Mar 22, 2011 | Mar 23, 2011 | 1 | Firm change | Other |
| PNC WEALTH MANAGEMENT | FNB BROKERAGE SERVICES, INC. | Jan 26, 2010 | Jun 8, 2010 | 133 | Firm change | Other |