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Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Fort Collins, CO | Ewa Beach, HI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Sep 1, 2016 | n/a | yes | Fort Collins, CO|Ewa Beach, HI | Current employment |
| SIGNATOR INVESTORS, INC. | Former SEC adviser | May 13, 2016 | Aug 31, 2016 | no | FORT COLLINS, CO|EWA BEACH, HI|CEDAR RAPIDS, IA|ROCHESTER, MN | Previous registration |
| TRANSAMERICA FINANCIAL ADVISORS, LLC | Bd affiliated wealth | Aug 24, 2007 | May 13, 2016 | no | FORT COLLINS, CO|FT COLLINS, CO|CEDAR RAPIDS, IA|CEDAR RAPIDS, IA|CEDAR RAPIDS, IA|EWA BEACH, HI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SIGNATOR INVESTORS, INC. | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Aug 31, 2016 | Sep 1, 2016 | 1 | Firm change | Other |
| TRANSAMERICA FINANCIAL ADVISORS, LLC | SIGNATOR INVESTORS, INC. | May 13, 2016 | May 13, 2016 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 468:134139:MN:2016-08-31 | Aug 31, 2016 | Sep 1, 2016 | ROCHESTER, MN | Firm change |