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RIA / WealthAdvisordual registered (broker-dealer)45 years in industry

CANDACE CALLOWAY MILLS

Advisor at OSAIC WEALTH, INC.

KANSAS CITY, MO

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 1, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 9, 1981earliest registration or exam on IAPD
Years in industry: 45derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 4
Exams: S65|S63
First exam: Jul 9, 1981
First registration: Dec 1, 1997
Dual registered: yes, broker-dealer
Other names: CANDACE MARIE CALLOWAY|CANDACE MARIE CALLOWAY
IAPD individual key: 1000685

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Sep 1, 2023	n/a	yes	KANSAS CITY, MO	Current employment
SAGEPOINT FINANCIAL, INC.	Former SEC adviser	Nov 15, 2011	Sep 1, 2023	no	KANSAS CITY, MO\|SCOTTSDALE, AZ	Previous registration
NEXT FINANCIAL GROUP, INC.	Former SEC adviser	Jul 14, 2003	Nov 16, 2011	no	KANSAS CITY, MO	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Dec 1, 1997	May 20, 2003	no	OVERLAND PARK, KS	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SAGEPOINT FINANCIAL, INC.	OSAIC WEALTH, INC.	Sep 1, 2023	Sep 1, 2023	0	Bulk transfer	Ibd to ibd
NEXT FINANCIAL GROUP, INC.	SAGEPOINT FINANCIAL, INC.	Nov 16, 2011	Nov 15, 2011	-1	Firm change	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	NEXT FINANCIAL GROUP, INC.	May 20, 2003	Jul 14, 2003	55	Firm change	Other

Relationships

Registered with (4)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Sep 1, 2023 to presentfactForm ADV
→ SAGEPOINT FINANCIAL, INC.Registered adviserregistration: previous registration
Nov 15, 2011 to Sep 1, 2023factForm ADV
→ NEXT FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Jul 14, 2003 to Nov 16, 2011factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Dec 1, 1997 to May 20, 2003factForm ADV

Dated events

No dated event names this entity yet.