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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

PRIVATE WEALTH MANAGEMENT, INC.

CRD 120823

MEMPHIS, TN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2d87a7f0-bea7-a19d-77b6-43736975ae4d

Data as of Mar 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 28, 2012 to Mar 13, 2026
21 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $832MItem 5.F on the latest filing (2026-03-13); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $823MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $416Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 4
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 571
Individual clients: 46
High net worth clients: 85
Custody, client assets: $156M
SEC number: 801-61214
CRD: 120823
Filings on the tape: 21
First filed: Mar 28, 2012
Latest filed: Mar 13, 2026
Organised: Corporation, TN

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
SCOTT M ROBBINS	Certified Financial Planner	MEMPHIS, TN	22	25	n/a	no
JOSEPH P. HORNER	n/a	MEMPHIS, TN	2	38	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HORNER, JOSEPH, P.	President	D	yes	05/2002	Mar 28, 2012	Feb 16, 2024
ROBBINS, SCOTT, M	VICE PRESIDENT - CHIEF COMPLIANCE OFFICER (11/2018)	C	yes	05/2002	Mar 28, 2012	Feb 16, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 13, 2026	$832M	$0	4	4	0	n/a	n/a
2024	Mar 10, 2025	$768M	$0	4	4	0	n/a	n/a
2023	Feb 16, 2024	$699M	$0	4	4	0	n/a	n/a
2022	Mar 20, 2023	$793M	$0	4	4	0	n/a	n/a
2021	Mar 11, 2022	$829M	$0	4	4	0	n/a	n/a
2020	Mar 25, 2021	$741M	$0	4	4	0	n/a	n/a
2019	Mar 19, 2020	$624M	$0	4	4	0	n/a	n/a
2018	May 1, 2019	$591M	$0	4	4	0	n/a	n/a
2017	Mar 29, 2018	$600M	$0	4	4	0	n/a	n/a
2016	Mar 9, 2017	$541M	$0	4	4	n/a	n/a	n/a
2015	Feb 23, 2016	$476M	$0	4	4	n/a	n/a	n/a
2014	Mar 12, 2015	$484M	$0	4	4	n/a	n/a	n/a
2013	Mar 13, 2014	$440M	$0	3	3	n/a	n/a	n/a
2012	Apr 1, 2013	$363M	$0	3	3	n/a	n/a	n/a
2011	Mar 28, 2012	$314M	$0	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$832M	$768M	8.4%	$793M	1.6%	4	4	0	0

Relationships

Registered with (2)

← JOSEPH P. HORNERAdvisorregistration: current employment
Feb 20, 2024 to presentfactForm ADV
← SCOTT M ROBBINSAdvisorregistration: current employment
Jan 26, 2004 to presentfactForm ADV

Controls (2)

← HORNER, JOSEPH, P.OwnerPRESIDENT, ownership code D, individual
Mar 28, 2012 to Feb 16, 2024factForm ADV
← ROBBINS, SCOTT, MOwnerVICE PRESIDENT - CHIEF COMPLIANCE OFFICER (11/2018), ownership code C, individual
Mar 28, 2012 to Feb 16, 2024factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2d87a7f0-bea7-a19d-77b6-43736975ae4d
First observed: Mar 28, 2012
Last observed: Mar 13, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PRIVATE WEALTH MANAGEMENT, INC.

CRD 120823

MEMPHIS, TN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2d87a7f0-bea7-a19d-77b6-43736975ae4d

Data as of Mar 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:30 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

SCOTT M ROBBINS

Certified Financial Planner

MEMPHIS, TN

n/a

JOSEPH P. HORNER

n/a

MEMPHIS, TN

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HORNER, JOSEPH, P.

President

yes

05/2002

Mar 28, 2012

Feb 16, 2024

ROBBINS, SCOTT, M

VICE PRESIDENT - CHIEF COMPLIANCE OFFICER (11/2018)

yes

05/2002

Mar 28, 2012

Feb 16, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 13, 2026

$832M

n/a

2024

Mar 10, 2025

$768M

n/a

2023

Feb 16, 2024

$699M

n/a

2022

Mar 20, 2023

$793M

n/a

2021

Mar 11, 2022

$829M

n/a

2020

Mar 25, 2021

$741M

n/a

2019

Mar 19, 2020

$624M

n/a

2018

May 1, 2019

$591M

n/a

2017

Mar 29, 2018

$600M

n/a

2016

Mar 9, 2017

$541M

n/a

2015

Feb 23, 2016

$476M

n/a

2014

Mar 12, 2015

$484M

n/a

2013

Mar 13, 2014

$440M

n/a

2012

Apr 1, 2013

$363M

n/a

2011

Mar 28, 2012

$314M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$832M

$768M

8.4%

$793M

1.6%