This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

STEPHENS INVESTMENT MANAGEMENT GROUP, LLC

Current firm class

asset managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Apr 3, 1982earliest registration or exam on IAPD

Years in industry

44derivedfrom the industry start date

Years at current firm

22derivedfrom the current registration's begin date

Current registrations

2

Registered states

2

Exams

S63

First exam

Apr 3, 1982

Dual registered

yes, broker-dealer

IAPD individual key

1036571

Graph

RIA / Wealth Management

Canonical id

dfx:ria:2d8b2dc2-b275-b4ae-e50c-51362ada69c6

First observed

Apr 3, 1982

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.