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RIA / WealthAdvisor34 years in industry

JAMES MICHAEL BOON

Advisor at JUPITER WEALTH MANAGEMENT, LLC

GLENDALE, CO

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Search this name across graphsid dfx:ria:2d8c8956-d66e-f604-c2af-a9cd5157bbcf

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Sep 14, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: JUPITER WEALTH MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 13, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Feb 13, 1992
First registration: Sep 14, 1999
Dual registered: no
Other names: JIM BOON
IAPD individual key: 2208538

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
JUPITER WEALTH MANAGEMENT, LLC	Independent wealth	Nov 20, 2018	n/a	yes	GLENDALE, CO	Current employment
TRU INDEPENDENCE ASSET MANAGEMENT, LLC	Independent wealth	Sep 25, 2018	Jan 2, 2019	no	DENVER, CO	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Dec 8, 2008	Sep 18, 2018	no	LA JOLLA, CA\|BOULDER, CO\|DENVER, CO	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Dec 10, 2008	no	ST. LOUIS, MO\|RANCHO SANTE FE, CA	Previous registration
MORGAN STANLEY DW INC.	n/a	Jul 2, 2003	Apr 2, 2007	no	ST. LOUIS, MO\|ST. LOUIS, MO	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jul 1, 2003	Jul 10, 2003	no	ST. LOUIS, MO	Previous registration
PRUDENTIAL EQUITY GROUP, LLC	n/a	Sep 14, 1999	Jul 1, 2003	no	ST.LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TRU INDEPENDENCE ASSET MANAGEMENT, LLC	JUPITER WEALTH MANAGEMENT, LLC	Jan 2, 2019	Nov 20, 2018	-43	Firm change after gap	RIA to new firm
UBS FINANCIAL SERVICES INC.	TRU INDEPENDENCE ASSET MANAGEMENT, LLC	Sep 18, 2018	Sep 25, 2018	7	Firm change	Wirehouse to RIA
MORGAN STANLEY & CO. LLC	UBS FINANCIAL SERVICES INC.	Dec 10, 2008	Dec 8, 2008	-2	Bulk transfer	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other
WELLS FARGO ADVISORS	MORGAN STANLEY DW INC.	Jul 10, 2003	Jul 2, 2003	-8	Firm change	Other
PRUDENTIAL EQUITY GROUP, LLC	WELLS FARGO ADVISORS	Jul 1, 2003	Jul 1, 2003	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
168256:299220:CO:2019-01-02	Jan 2, 2019	Nov 20, 2018	DENVER, CO	Firm change after gap
8174:168256:CO:2018-09-18	Sep 18, 2018	Sep 25, 2018	DENVER, CO	Firm change

Relationships

Registered with (7)

→ JUPITER WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Nov 20, 2018 to presentfactForm ADV
→ TRU INDEPENDENCE ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Sep 25, 2018 to Jan 2, 2019factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Dec 8, 2008 to Sep 18, 2018factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Dec 10, 2008factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Jul 2, 2003 to Apr 2, 2007factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jul 1, 2003 to Jul 10, 2003factForm ADV
→ PRUDENTIAL EQUITY GROUP, LLCRegistered adviserregistration: previous registration
Sep 14, 1999 to Jul 1, 2003factForm ADV

Dated events

No dated event names this entity yet.