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Advisor at KESTRA ADVISORY SERVICES, LLC
Simpsonville, SC | AUSTIN, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| KESTRA ADVISORY SERVICES, LLC | Bd affiliated wealth | Aug 31, 2021 | n/a | yes | Simpsonville, SC|AUSTIN, TX | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jul 20, 2018 | Sep 15, 2021 | no | PINEVILLE, NC|SAN DIEGO, CA|FORT MILL, SC|CHARLOTTE, NC|SIMPSONVILLE, SC | Previous registration |
| FORESTERS ADVISORY SERVICES, LLC | Former SEC adviser | Jul 13, 2016 | Jul 24, 2018 | no | CHARLOTTE, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | KESTRA ADVISORY SERVICES, LLC | Sep 15, 2021 | Aug 31, 2021 | -15 | Firm change | Ibd to ibd |
| FORESTERS ADVISORY SERVICES, LLC | LPL FINANCIAL LLC | Jul 24, 2018 | Jul 20, 2018 | -4 | Firm change | Ibd to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 164663:6413:NC:2018-07-24 | Jul 24, 2018 | Jul 20, 2018 | CHARLOTTE, NC | Firm change |