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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

Sajeda Kermali

Advisor at CHARLES SCHWAB & CO., INC.

Orlando, FL

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Search this name across graphsid dfx:ria:2d8eff66-ddd9-4c78-a7da-bad1cffd91df

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Mar 16, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CHARLES SCHWAB & CO., INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 10, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Jul 10, 2000
First registration: Mar 16, 2016
Dual registered: yes, broker-dealer
IAPD individual key: 4097347

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CHARLES SCHWAB & CO., INC.	National bd RIA	Aug 28, 2025	n/a	yes	Orlando, FL	Current employment
SCHWAB WEALTH ADVISORY, INC.	No RAUM reported	Apr 20, 2023	Sep 24, 2025	no	SAN FRANCISCO, CA\|Orlando, FL	Previous registration
CHARLES SCHWAB INVESTMENT ADVISORY, INC	Former SEC adviser	Mar 26, 2021	Mar 14, 2022	no	Orlando, FL	Previous registration
SCHWAB WEALTH ADVISORY, INC.	No RAUM reported	Oct 3, 2018	Jul 7, 2021	no	Orlando, FL\|Orlando, FL	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Jul 19, 2018	Mar 14, 2022	no	Orlando, FL\|MAITLAND, FL\|MAITLAND, FL\|Orlando, FL	Previous registration
SCHWAB WEALTH ADVISORY, INC.	No RAUM reported	Mar 16, 2016	Jul 18, 2018	no	Orlando, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SCHWAB WEALTH ADVISORY, INC.	CHARLES SCHWAB & CO., INC.	Sep 24, 2025	Aug 28, 2025	-27	Channel change	Other
CHARLES SCHWAB INVESTMENT ADVISORY, INC	SCHWAB WEALTH ADVISORY, INC.	Mar 14, 2022	Apr 20, 2023	402	Channel change	Other
CHARLES SCHWAB & CO., INC.	SCHWAB WEALTH ADVISORY, INC.	Mar 14, 2022	Oct 3, 2018	-1,258	Channel change	Ibd to ibd
SCHWAB WEALTH ADVISORY, INC.	CHARLES SCHWAB INVESTMENT ADVISORY, INC	Jul 7, 2021	Mar 26, 2021	-103	Channel change	Other
SCHWAB WEALTH ADVISORY, INC.	CHARLES SCHWAB & CO., INC.	Jul 18, 2018	Jul 19, 2018	1	Channel change	Ibd to ibd

Relationships

Registered with (3)

→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Jul 19, 2018 to Mar 14, 2022factForm ADV
→ SCHWAB WEALTH ADVISORY, INC.Registered adviserregistration: previous registration
Apr 20, 2023 to Sep 24, 2025factForm ADV
→ CHARLES SCHWAB INVESTMENT ADVISORY, INCRegistered adviserregistration: previous registration
Mar 26, 2021 to Mar 14, 2022factForm ADV

Dated events

No dated event names this entity yet.