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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

BYRON GRAHAM MOORE

Advisor at REALTA INVESTMENT ADVISORS, INC

Columbia, MD | WILMINGTON, DE

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Search this name across graphsid dfx:ria:2d9034e8-e535-2518-9714-94a0a5aaae51

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Mar 20, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: REALTA INVESTMENT ADVISORS, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 25, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Jan 25, 1999
First registration: Mar 20, 2007
Dual registered: yes, broker-dealer
Other names: BYRON GADEH MOORE
IAPD individual key: 3169964

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
REALTA INVESTMENT ADVISORS, INC	Bd affiliated wealth	May 16, 2018	n/a	yes	WILMINGTON, DE\|Columbia, MD	Current employment
CAPITAL ONE ADVISORS, LLC	Former SEC adviser	Jul 1, 2016	Apr 30, 2018	no	MCLEAN, VA\|Kensington, MD	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	Jul 29, 2015	no	STATEN ISLAND, NY\|STATEN ISLAND, NY\|STATEN ISLAND, NY\|STATEN ISLAND, NY\|STATEN ISLAND, NY	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Jul 16, 2010	Oct 1, 2012	no	STATEN ISLAND, NY\|BROOKLYN, NY\|STATEN ISLAND, NY\|STATEN ISLAND, NY\|STATEN ISLAND, NY\|STATEN ISLAND, NY	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Oct 31, 2008	Jun 3, 2010	no	JERSEY CITY, NJ\|SUMMIT, NJ	Previous registration
J.P. MORGAN SECURITIES INC.	n/a	Mar 20, 2007	Aug 4, 2008	no	NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAPITAL ONE ADVISORS, LLC	REALTA INVESTMENT ADVISORS, INC	Apr 30, 2018	May 16, 2018	16	Firm change	Ibd to RIA
J.P. MORGAN SECURITIES LLC	CAPITAL ONE ADVISORS, LLC	Jul 29, 2015	Jul 1, 2016	338	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other
WELLS FARGO ADVISORS	CHASE INVESTMENT SERVICES CORP.	Jun 3, 2010	Jul 16, 2010	43	Firm change	Other
J.P. MORGAN SECURITIES INC.	WELLS FARGO ADVISORS	Aug 4, 2008	Oct 31, 2008	88	Firm change	Other

Relationships

Registered with (6)

→ REALTA INVESTMENT ADVISORS, INCRegistered adviserregistration: current employment
May 16, 2018 to presentfactForm ADV
→ CAPITAL ONE ADVISORS, LLCRegistered adviserregistration: previous registration
Jul 1, 2016 to Apr 30, 2018factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2012 to Jul 29, 2015factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Jul 16, 2010 to Oct 1, 2012factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Oct 31, 2008 to Jun 3, 2010factForm ADV
→ J.P. MORGAN SECURITIES INC.Registered adviserregistration: previous registration
Mar 20, 2007 to Aug 4, 2008factForm ADV

Dated events

No dated event names this entity yet.