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Advisor at ROBERT W. BAIRD & CO. INCORPORATED
Knoxville, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ROBERT W. BAIRD & CO. INCORPORATED | Mixed wealth | Oct 18, 2019 | n/a | yes | Knoxville, TN | Current employment |
| J.J.B. HILLIARD, W.L. LYONS, LLC | Former SEC adviser | Mar 23, 2009 | Oct 18, 2019 | no | KNOXVILLE, TN | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Apr 12, 2004 | Apr 1, 2009 | no | KNOXVILLE, TN|KNOXVILLE, TN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.J.B. HILLIARD, W.L. LYONS, LLC | ROBERT W. BAIRD & CO. INCORPORATED | Oct 18, 2019 | Oct 18, 2019 | 0 | Bulk transfer | RIA to RIA |
| CITIGROUP GLOBAL MARKETS INC. | J.J.B. HILLIARD, W.L. LYONS, LLC | Apr 1, 2009 | Mar 23, 2009 | -9 | Firm change | Other |