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Advisor at GUIDING WEALTH MANAGEMENT, LLC
RICHARDSON, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| GUIDING WEALTH MANAGEMENT, LLC | State registered | Mar 20, 2015 | n/a | yes | RICHARDSON, TX | Current employment |
| CETERA ADVISOR NETWORKS LLC | Former SEC adviser | Feb 14, 2012 | Mar 5, 2015 | no | DALLAS, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA ADVISOR NETWORKS LLC | GUIDING WEALTH MANAGEMENT, LLC | Mar 5, 2015 | Mar 20, 2015 | 15 | Firm change | Other |