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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

Anthony Alan Davis

Advisor at VALLEY NATIONAL ADVISERS INC

BETHLEHEM, PA

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Search this name across graphsid dfx:ria:2daae6d2-c941-da05-9446-d2333c3a8fcb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Feb 1, 2024 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VALLEY NATIONAL ADVISERS INC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jan 30, 2024
First registration: Feb 1, 2024
Dual registered: yes, broker-dealer
Other names: Anthony Davis
IAPD individual key: 7801795

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VALLEY NATIONAL ADVISERS INC	Independent wealth	Sep 3, 2026	n/a	yes	BETHLEHEM, PA	Current employment
A BETTER WAY FINANCIAL, LLC	Independent wealth	Apr 8, 2025	Aug 5, 2026	no	ALLENTOWN, PA	Previous registration
LPL ENTERPRISE, LLC	Bd affiliated wealth	Nov 14, 2024	Apr 8, 2025	no	WARRINGTON, PA	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Feb 1, 2024	Nov 14, 2024	no	Warrington, PA\|Freemansburg, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A BETTER WAY FINANCIAL, LLC	VALLEY NATIONAL ADVISERS INC	Aug 5, 2026	Sep 3, 2026	29	Firm change	RIA to RIA
LPL ENTERPRISE, LLC	A BETTER WAY FINANCIAL, LLC	Apr 8, 2025	Apr 8, 2025	0	Firm change	Ibd to RIA
PRUCO SECURITIES, LLC	LPL ENTERPRISE, LLC	Nov 14, 2024	Nov 14, 2024	0	Bulk transfer	Ibd to new firm

Relationships

Registered with (4)

→ VALLEY NATIONAL ADVISERS INCRegistered adviserregistration: current employment
Sep 3, 2026 to presentfactForm ADV
→ A BETTER WAY FINANCIAL, LLCRegistered adviserregistration: previous registration
Apr 8, 2025 to Aug 5, 2026factForm ADV
→ LPL ENTERPRISE, LLCRegistered adviserregistration: previous registration
Nov 14, 2024 to Apr 8, 2025factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Feb 1, 2024 to Nov 14, 2024factForm ADV

Dated events

Occurred
Aug 5, 2026
Advisor changed firm
Anthony Alan Davis left A Better Way Financial, Llc for Valley National Advisers Inc (registered 2026-09-03)
Form ADVobserved 4 days ago
Occurred
Apr 8, 2025
Advisor changed firm
Anthony Alan Davis left Lpl Enterprise, Llc for A Better Way Financial, Llc (registered 2025-04-08)
Form ADVobserved 4 days ago