DFX Intelligence

P••• R•••••• D••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor24 years in industry

P••• R•••••• D••••

Advisor at E•••••••• P•••••••• L••

PORTSMOUTH, NH

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Search this name across graphsid dfx:ria:2db30d15-d7d5-26b4-dae3-221997f79b51

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 27, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 17, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 20derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••••• P•••••••• L••	Independent wealth	May 23, 2006	n/a	yes	PORTSMOUTH, NH	Current employment
I•••••••• C•••••• A•••••••	Former SEC adviser	Jun 26, 2014	Sep 3, 2015	no	wolfeboro falls, NH\|LYNNFIELD, MA\|PORTSMOUTH, NH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I•••••••• C•••••• A•••••••	n/a	Sep 3, 2015	n/a	n/a	Departure no registered destination	Departure
I•••••••• C•••••• A•••••••	E•••••••• P•••••••• L••	Apr 28, 2006	May 23, 2006	25

Relationships

Registered with (2)

→ E•••••••• P•••••••• L••Registered adviserregistration: current employment
May 23, 2006 to presentfactForm ADV
→ I•••••••• C•••••• A•••••••Registered adviserregistration: previous registration
Jun 26, 2014 to Sep 3, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2db30d15-d7d5-26b4-dae3-221997f79b51
First observed: Jan 27, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.