DFX Intelligence

C••••••• M• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor22 years in industry

C••••••• M• C••••••

Advisor at S••• 3•• A••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:2dbaea41-0174-4a5e-b1ec-49eee3606acb

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jun 30, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••• 3•• A••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jun 30, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Current registrations: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G•••• V••••• C••••••••• L••	State registered	Jan 28, 2022	n/a	yes	SHERIDAN, WY	Current employment
S••• 3•• A••••••• L••	State registered	Mar 24, 2020	n/a	yes	STUYVESANT, NY\|Sheridan, WY	Current employment

Relationships

Registered with (2)

→ G•••• V••••• C••••••••• L••Registered adviserregistration: current employment
Jan 28, 2022 to presentfactForm ADV
→ S••• 3•• A••••••• L••Registered adviserregistration: current employment
Mar 24, 2020 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2dbaea41-0174-4a5e-b1ec-49eee3606acb
First observed: Jun 30, 2004
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.