DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at LPL FINANCIAL LLC
DOWNERS GROVE, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Sep 21, 2021 | n/a | yes | DOWNERS GROVE, IL | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Mar 20, 2020 | Sep 16, 2021 | no | OAKBROOK, IL|OAKBROOK, IL | Previous registration |
| FIFTH THIRD SECURITIES, INC. | Bd affiliated wealth | Jun 21, 2019 | Feb 28, 2020 | no | WHEATON, IL|BLOOMINGDALE, IL|GLEN ELLYN, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | LPL FINANCIAL LLC | Sep 16, 2021 | Sep 21, 2021 | 5 | Firm change | Ibd to ibd |
| FIFTH THIRD SECURITIES, INC. | CETERA INVESTMENT ADVISERS LLC | Feb 28, 2020 | Mar 20, 2020 | 21 | Firm change | Ibd to ibd |