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S•• V••••• W•••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

S•• V••••• W•••••• L••

CRD 317010

COLUMBUS, OH

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Search this name across graphsid dfx:ria:2dc2e1d8-4f6f-f233-13c8-026b91b8206a

Data as of Mar 8, 2022 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Nov 1, 2021 to Mar 8, 2022
6 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $18.3M••• Locked
Discretionary RAUM: $18.3M
Private client RAUM: $18.3Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $9.1Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
A••• J• S••••••	Certified Financial Planner	COLUMBUS, OH	4	16	2	no
G•••••• D•••••• T•••••••	n/a	COLUMBUS, OH	0	12

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
S••••••• A•••• J•	MANAGING MEMBER & CHIEF COMPLIANCE OFFICER	E	yes	12/2021	Nov 1, 2021	Mar 8, 2022

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A••• S••••••	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021	Jan 31, 2022	$18.3M	$18.3M	1	1	0	n/a	n/a

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$18.3M	n/a	n/a	n/a	n/a	1	n/a	0	n/a

Relationships

Registered with (2)

← G•••••• D•••••• T•••••••Advisorregistration: current employment
Jun 24, 2026 to presentfactForm ADV
← A••• J• S••••••Advisorregistration: current employment
Dec 3, 2021 to presentfactForm ADV

Controls (1)

← S••••••• A•••• J•OwnerMANAGING MEMBER & CHIEF COMPLIANCE OFFICER, ownership code E, individual
Nov 1, 2021 to presentfactForm ADV

Dated events

Occurred
Nov 1, 2021
First Form ADV filing
S•• V••••• W•••••• L•• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2dc2e1d8-4f6f-f233-13c8-026b91b8206a
First observed: Nov 1, 2021
Last observed: Mar 8, 2022 55 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.