DFX Intelligence

S••••• E••• H••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor17 years in industry

S••••• E••• H••••••

Advisor at C••••••• A•••• M••••••••• I••

SAN DIEGO, CA

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Search this name across graphsid dfx:ria:2dc4b3c8-5238-2286-a165-8a0e423b4c86

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 5, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• A•••• M••••••••• I••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Nov 18, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• A•••• M••••••••• I••	Institutional manager	May 13, 2025	n/a	yes	SAN DIEGO, CA	Current employment
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Jan 5, 2009	Sep 16, 2009	no	VISALIA, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• I••••••••• R••••••• A•••••••• I•••	C••••••• A•••• M••••••••• I••	Sep 16, 2009	May 13, 2025	5,718	Firm change after gap	Other

Relationships

Registered with (2)

→ C••••••• A•••• M••••••••• I••Registered adviserregistration: current employment
May 13, 2025 to presentfactForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jan 5, 2009 to Sep 16, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2dc4b3c8-5238-2286-a165-8a0e423b4c86
First observed: Jan 5, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.