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Advisor at CETERA INVESTMENT ADVISERS LLC
CLARKSVILLE, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Jun 29, 2023 | n/a | yes | CLARKSVILLE, TN | Current employment |
| WALNUT STREET SECURITIES, INC. | Former SEC adviser | Jan 14, 2010 | Sep 3, 2013 | no | CLARKSVILLE, TN|CLARKSVILLE, TN|CLARKSVILLE, TN | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jan 1, 2008 | Jan 8, 2010 | no | CLARKSVILLE, TN | Previous registration |
| A. G. EDWARDS & SONS, INC. | n/a | Jun 18, 2004 | Jan 1, 2008 | no | CLARKSVILLE, TN|ST. LOUIS, MO | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jan 1, 2001 | Jun 23, 2004 | no | CLARKSVILLE, TN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WALNUT STREET SECURITIES, INC. | CETERA INVESTMENT ADVISERS LLC | Sep 3, 2013 | Jun 29, 2023 | 3,586 | Firm change after gap | Other |
| WELLS FARGO ADVISORS | WALNUT STREET SECURITIES, INC. | Jan 8, 2010 | Jan 14, 2010 | 6 | Firm change | Other |
| A. G. EDWARDS & SONS, INC. | WELLS FARGO ADVISORS | Jan 1, 2008 | Jan 1, 2008 | 0 | Bulk transfer | Other |
| WELLS FARGO ADVISORS | A. G. EDWARDS & SONS, INC. | Jun 23, 2004 | Jun 18, 2004 | -5 | Firm change | Other |