DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at LPL FINANCIAL LLC
CHICO, CA | DURHAM, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Apr 24, 2024 | n/a | yes | CHICO, CA|DURHAM, CA | Current employment |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Jul 12, 2023 | Apr 2, 2024 | no | OROVILLE, CA|CHICO, CA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jun 17, 2021 | Jul 14, 2023 | no | CHICO, CA|ROSEVILLE, CA|CHICO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | LPL FINANCIAL LLC | Apr 2, 2024 | Apr 24, 2024 | 22 | Firm change | Wirehouse to ibd |
| WELLS FARGO ADVISORS | J.P. MORGAN SECURITIES LLC | Jul 14, 2023 | Jul 12, 2023 | -2 | Firm change | Wirehouse to wirehouse |