DFX Intelligence

B•••• M•••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor30 years in industry

B•••• M•••• C•••••••

Advisor at O•••••••• W••••• A•••••••

Vero Beach, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 3:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 10, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••••••• W••••• A•••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Feb 16, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••••••• W••••• A•••••••	State registered	Apr 16, 2020	n/a	yes	Vero Beach, FL	Current employment
L•••••• A•••• M•••••••••	Former SEC adviser	Sep 26, 2018	Feb 3, 2021	no	VERO BEACH, FL\|SAN DIEGO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•••••• A•••• M•••••••••	O•••••••• W••••• A•••••••	Feb 3, 2021	Apr 16, 2020	-293	Firm change after gap	RIA to state RIA
V••••• C•••••• M••••••••• L••	L•••••• A•••• M•••••••••	Sep 14, 2018	Sep 26, 2018

Relationships

Registered with (4)

→ O•••••••• W••••• A•••••••Registered adviserregistration: current employment
Apr 16, 2020 to presentfactForm ADV
→ L•••••• A•••• M•••••••••Registered adviserregistration: previous registration
Sep 26, 2018 to Feb 3, 2021factForm ADV
→ V••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Jan 19, 2017 to Sep 14, 2018factForm ADV
→ H••••• I••••••••• M••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jul 10, 2015
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.