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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

VIRTUE CAPITAL MANAGEMENT, LLC

CRD 167816

BRENTWOOD, TN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:72aef19b-ee04-7039-a029-95f5676239f3

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 211
Dated events: 40
On other graphs: 0
Observed: Jun 12, 2014 to Mar 30, 2026
246 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=2.0
Regulatory AUM: $1.3BItem 5.F on the latest filing (2026-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.3B
Private client RAUM: $1.3BderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 92
RAUM per advisor: $14.2Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 105
Advisory employees: 90
Offices: 81Schedule D 1.F, beyond the principal office
Accounts: 7,561
Individual clients: 5,657
High net worth clients: 83
Custody, client assets: $252M
SEC number: 801-79938
CRD: 167816
Filings on the tape: 246
First filed: Jun 12, 2014
Latest filed: Mar 30, 2026
Organised: Limited Liability Company, TN

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first; showing 25 of 92

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JEREMY MATTHEW RETTICH	n/a	BRENTWOOD, TN	12	23	3	no
JAMES DAVID WEBB	Chartered Financial Consultant	BRENTWOOD, TN	12	20	2	no
MATTHEW JOHN RETTICH	n/a	BRENTWOOD, TN	12	36	3	no
E SHANE HOLDER	n/a	BRENTWOOD, TN	12	16	n/a	no
CHRIS SUMNER	n/a	MEMPHIS, TN \| BRENTWOOD, TN	12	15	n/a	no
MICHAEL RENNIE MORERA	n/a	BRENTWOOD, TN \| Santa Ana, CA	11	36	2	no
BRANDON SCOTT DILLARD	n/a	BRENTWOOD, TN \| ETHRIDGE, TN	10	11	n/a	no
TERRY LANE COLEMAN	Chartered Financial Consultant	BRENTWOOD, TN \| CHESTERFIELD, MO	10	44	6	no
HUGH AUGUSTIN MCDONALD	n/a	Whippany, NJ \| BRENTWOOD, TN	10	33	2	no
JUSTIN MATTHEW BARWICK	n/a	BRENTWOOD, TN \| St. Louis, MO	9	12	1	no
ROY LEE THROWER, JR.	n/a	ANGIER, NC \| BRENTWOOD, TN	9	21	4	no
JEREMIAH ENOCH THRELKELD	n/a	BRENTWOOD, TN	9	12	4	no
Justin Kevin Thompson	n/a	STATESBORO, GA \| BRENTWOOD, TN	9	26	1	no
BRENT A PETERSON	n/a	La Crosse, WI \| BRENTWOOD, TN	8	20	1	no
JAMES JIANG-HUA CHU	n/a	Monterey Park, CA \| BRENTWOOD, TN	8	28	2	no
TERRY ALAN WHITE	n/a	Hiawassee, GA \| BRENTWOOD, TN	8	17	3	no
JEFFREY JAY GOLLEHON	Chartered Financial Consultant	BRENTWOOD, TN \| Aberdeen, NC	8	30	2	no
JAY HOWARD MILLARD	n/a	BRENTWOOD, TN \| Dayton, KY	8	27	1	no
TAMMY LEE BYRD	n/a	BRENTWOOD, TN \| Ridgeland, MS	8	20	1	no
RONALD CARL WIITALA	n/a	BRENTWOOD, TN \| LAKE ORION, MI	7	13	2	no
ANIL B VAZIRANI	n/a	Scottsdale, AZ \| BRENTWOOD, TN	7	31	2	no
Christopher Tatum Stovall	n/a	SCOTTSDALE, AZ \| BRENTWOOD, TN	7	17	1	no
THOMAS LLOYD KUNKEL	n/a	POINCIANA, FL \| ROCHESTER, MN \| BRENTWOOD, TN	7	32	2	no
JOHN M LITTLE	n/a	HARLINGEN, TX \| BRENTWOOD, TN \| MEMPHIS, TN	7	21	2	no
NICK DELL'AQUILA	n/a	WINSTON-SALEM, NC \| BRENTWOOD, TN	7	21	2	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CERVANTES, STEVEN, MARK	CHIEF COMPLIANCE OFFICER	Na	yes	01/2021	Mar 30, 2026	Mar 30, 2026
RETTICH, JEREMY, MATTHEW	CHIEF EXECUTIVE OFFICER	Na	yes	08/2013	Mar 30, 2026	Mar 30, 2026
VIRTUE FINANCIAL HOLDINGS, LLC	SOLE MEMBER	E	yes	01/2014	Mar 30, 2026	Mar 30, 2026
WEBB, JAMES, DAVID	CHIEF OPERATING OFFICER	Na	yes	08/2013	Mar 30, 2026	Mar 30, 2026
JEREMY M. RETTICH REVOCABLE LIVING TRUST AGREEMENT DATED 12/02/2011	Owner	C	yes	07/2020	Aug 18, 2020	Mar 28, 2024
RETTICH, JEREMY, MATTHEW	GRANTOR AND SOLE TRUSTEE	F	yes	12/2011	Aug 4, 2014	Mar 28, 2024
RETTICH, MATTHEW, JOHN	Trustee	F	yes	04/2014	Jun 12, 2014	Mar 28, 2024
Rettich, Michele, Pillar	Trustee	F	yes	04/2014	Aug 25, 2020	Mar 28, 2024
THE RETTICH FAMILY REVOCABLE LIVING TRUST, MATTHEW AND MICHELE RETTICH, TRUSTEES, DATED APRIL 29, 2014	Owner	C	yes	07/2020	Aug 18, 2020	Mar 28, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
SUMMIT CAPITAL SOLUTIONS LLC	n/a	No RAUM reported	$0	Y	yes	n/a
VIRTUE ADVISORS	n/a	n/a	n/a	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published; showing 30 of 70

City	State	Country	Employees	Also broker-dealer
Scottsdale	Az	United States	3	no
Ridgeland	Ms	United States	3	no
Hoover	Al	United States	1	no
Phoenix	Az	United States	1	no
Bakersfield	CA	United States	1	no
BEVERLY HILLS	CA	United States	1	no
Dublin	CA	United States	1	no
Irvine	CA	United States	1	no
LAGUNA HILLS	CA	United States	1	no
LONG BEACH	CA	United States	1	yes
MONTEREY PARK	CA	United States	1	no
WOODLAND HILLS	CA	United States	1	no
GREENWOOD VILLIAGE	Co	United States	1	no
BOCA RATON	FL	United States	1	no
CORAL SPRINGS	FL	United States	1	no
FORT LAUDERDALE	FL	United States	1	no
FORT MYERS	FL	United States	1	no
Jacksonville	FL	United States	1	no
LAKE MARY	FL	United States	1	no
MT. DORA	FL	United States	1	no
Oldsmar	FL	United States	1	no
Poinciana	FL	United States	1	no
Atlanta	Ga	United States	1	no
Ellijay	Ga	United States	1	no
Gainsville	Ga	United States	1	no
Lawerenceville	Ga	United States	1	no
Bartlett	IL	United States	1	no
OAK BROOK	IL	United States	1	yes
Schaumburg	IL	United States	1	no
Fortville	In	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026	$1.3B	$1.3B	105	90	81	n/a	n/a
2024	Mar 28, 2025	$1.2B	$1.2B	108	90	98	n/a	n/a
2023	Mar 28, 2024	$787M	$787M	110	94	98	n/a	n/a
2022	Mar 31, 2023	$941M	$941M	133	107	98	n/a	n/a
2021	Mar 23, 2022	$1.1B	$1.1B	130	111	102	n/a	n/a
2020	Mar 16, 2021	$700M	$700M	139	120	114	n/a	n/a
2019	Mar 30, 2020	$529M	$529M	135	123	119	n/a	n/a
2018	Mar 31, 2019	$392M	$392M	118	103	92	n/a	n/a
2017	Feb 21, 2018	$340M	$340M	9	4	59	n/a	n/a
2016	Mar 31, 2017	$174M	$174M	8	8	n/a	n/a	n/a
2015	Mar 17, 2016	$97.2M	$95.6M	8	8	n/a	n/a	n/a
2014	Mar 31, 2015	$34.2M	$34.2M	4	3	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
12	7	5	7.6%	4	4	0	22	20

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.3B	$1.2B	8.5%	$941M	11.7%	105	108	81	98

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
EMPIRICAL ASSET MANAGEMENT, LLC	2	Jul 1, 2026	Jul 9, 2026	BRENTWOOD, TN	Team lift out	RIA to RIA	2.2%
CROWN PRIVATE WEALTH, LLC	2	Mar 5, 2021	Feb 16, 2021	BRENTWOOD, TN	Team lift out	RIA to state RIA	2.2%
SIMPLICITY WEALTH	2	Jul 29, 2019	Aug 7, 2019	BRENTWOOD, TN	Team lift out	RIA to new firm	2.7%
OPTIVISE ADVISORY SERVICES LLC	2	Jun 3, 2019	Oct 23, 2019	SPRING HILL, TN	Team lift out	RIA to new firm	2.7%
GUIDEDQUEST, LLC	2	Jun 2, 2016	Jun 24, 2016	BRENTWOOD, TN	Team lift out	Other	6.3%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
FIRST NATIONAL ADVISORS LLC	2	Dec 31, 2025	Jan 23, 2026	ROCKLAND, MA	Team lift out	RIA to RIA	25.0%
BROOKSTONE WEALTH ADVISORS, LLC	2	Apr 1, 2020	Apr 1, 2020	GAINESVILLE, GA	Team lift out	RIA to RIA	1.0%
HORTER INVESTMENT MANAGEMENT, LLC	8	Jul 19, 2019	Jan 1, 2025	CINCINNATI, OH	Team lift out	RIA to RIA	10.3%
HORTER INVESTMENT MANAGEMENT, LLC	3	May 6, 2019	May 21, 2019	CINCINNATI, OH	Team lift out	RIA to RIA	3.3%
HORTER INVESTMENT MANAGEMENT, LLC	2	Jan 22, 2019	Jan 23, 2019	CINCINNATI, OH	Team lift out	RIA to RIA	2.0%
HORTER INVESTMENT MANAGEMENT, LLC	6	Sep 17, 2018	Oct 19, 2018	CINCINNATI, OH	Team lift out	RIA to RIA	5.3%
HORTER INVESTMENT MANAGEMENT, LLC	3	Aug 22, 2018	Sep 6, 2018	CINCINNATI, OH	Team lift out	RIA to RIA	2.5%
HORTER INVESTMENT MANAGEMENT, LLC	2	Apr 19, 2018	May 19, 2018	ABERDEEN, NC	Team lift out	RIA to RIA	1.5%
HORTER INVESTMENT MANAGEMENT, LLC	2	Apr 19, 2018	May 2, 2018	CINCINNATI, OH	Team lift out	RIA to RIA	1.5%
BROOKSTONE CAPITAL MANAGEMENT LLC	2	Nov 16, 2015	Nov 17, 2015	WHEATON, IL	Team lift out	Other	1.3%

Relationships

showing 80 of 211

Registered with (78)

← Andrew G CavasinoAdvisorregistration: current employment
Aug 12, 2026 to presentfactForm ADV
← Troy James HinesAdvisorregistration: current employment
Aug 11, 2026 to presentfactForm ADV
← Michael Waldorf PuckAdvisorregistration: current employment
Jul 14, 2026 to presentfactForm ADV
← GLENN W. MOSSELLERAdvisorregistration: current employment
Jul 1, 2026 to presentfactForm ADV
← DAVID MING-YEN YEHAdvisorregistration: current employment
Jun 11, 2026 to presentfactForm ADV
← ALESSIO M MENNONNAAdvisorregistration: current employment
May 5, 2026 to presentfactForm ADV
← Enrico A TolsonAdvisorregistration: current employment
Apr 15, 2026 to presentfactForm ADV
← ERYK SIMON LEWANDOWSKIAdvisorregistration: current employment
Apr 6, 2026 to presentfactForm ADV
← KRISTINA PONOMAREVAAdvisorregistration: current employment
Apr 1, 2026 to presentfactForm ADV
← TYLER JEFFERSON BROWNAdvisorregistration: current employment
Mar 27, 2026 to presentfactForm ADV
← RICHARD SCOTT CALLISONAdvisorregistration: current employment
Mar 16, 2026 to presentfactForm ADV
← JAMES PAUL BALLAdvisorregistration: current employment
Feb 12, 2026 to presentfactForm ADV
← JEFFREY ALAN HEYBROCKAdvisorregistration: current employment
Jan 16, 2026 to presentfactForm ADV
← RICHARD NEVINSAdvisorregistration: current employment
Dec 15, 2025 to presentfactForm ADV
← NANCY Lee BARTOLAMEOLLIAdvisorregistration: current employment
Jul 1, 2025 to presentfactForm ADV
← Priscila Cosentino FerngrenAdvisorregistration: current employment
Mar 5, 2025 to presentfactForm ADV
← MICHAEL THOMAS PRENDERGASTAdvisorregistration: current employment
Jan 7, 2025 to presentfactForm ADV
← VICTORIA RENEE TAYLORAdvisorregistration: current employment
Jan 1, 2025 to presentfactForm ADV
← LAURA HELEN STOVERAdvisorregistration: current employment
Dec 4, 2024 to presentfactForm ADV
← Christopher John GelfusoAdvisorregistration: current employment
Oct 16, 2024 to presentfactForm ADV
← Dean Edward StatlerAdvisorregistration: current employment
Aug 9, 2024 to presentfactForm ADV
← Alyssa SreyAdvisorregistration: current employment
May 31, 2024 to presentfactForm ADV
← Aristotle Lyon McDonaldAdvisorregistration: current employment
Apr 17, 2024 to presentfactForm ADV
← TIMOTHY JAY BEEMANAdvisorregistration: current employment
Dec 4, 2023 to presentfactForm ADV
← JESS WAYNE HINTONAdvisorregistration: current employment
Aug 7, 2023 to presentfactForm ADV
← Caine S CrawfordAdvisorregistration: current employment
Apr 11, 2023 to presentfactForm ADV
← HENRY LEE PARROTTAdvisorregistration: current employment
Feb 22, 2023 to presentfactForm ADV
← George H ClougherAdvisorregistration: current employment
Dec 6, 2022 to presentfactForm ADV
← FREDRIC WILLIAM MILLERAdvisorregistration: current employment
Oct 3, 2022 to presentfactForm ADV
← DANIELLE ANN GOLLEHONAdvisorregistration: current employment
Jul 20, 2022 to presentfactForm ADV
and 48 more

Affiliated with (2)

→ SUMMIT CAPITAL SOLUTIONS LLCRegistered adviserother investment adviser, control, common control
factForm ADV
← SUMMIT CAPITAL SOLUTIONS LLCRegistered adviserother investment adviser, control, common control
factForm ADV

Dated events

4 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Aug 28, 2026
Advisor changed firm
Kellen Blaise Beard left Virtue Capital Management, Llc for United Advisor Group (registered 2026-08-28)
Form ADVobserved 6 days ago
Occurred
Jul 1, 2026
Team lift-out
2 advisors left Virtue Capital Management, LLC (Brentwood, TN) for Empirical Asset Management, LLC on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Jul 1, 2026
Advisor changed firm
Richard Edward Oberuc left Virtue Capital Management, Llc for Empirical Asset Management, Llc (registered 2026-07-01)
Form ADVobserved 6 days ago
Occurred
Jul 1, 2026
Advisor changed firm
Philip Gabriel Nehro left Virtue Capital Management, Llc for Empirical Asset Management, Llc (registered 2026-07-09)
Form ADVobserved 6 days ago
Occurred
Jun 22, 2026
Advisor changed firm
Matthew Raymond Hisey left Virtue Capital Management, Llc for Foundations Investment Advisors Llc (registered 2026-07-09)
Form ADVobserved 6 days ago
Occurred
Apr 27, 2026
Advisor changed firm
Michael L Wurster left Virtue Capital Management, Llc for Advisor Share Wealth Management, Llc (registered 2026-08-04)
Form ADVobserved 6 days ago
Occurred
Mar 23, 2026
Advisor changed firm
Kevin Murray Smith left Virtue Capital Management, Llc for Simplicity Wealth (registered 2026-03-30)
Form ADVobserved 6 days ago
Occurred
Dec 31, 2025
Team lift-out
2 advisors left First National Advisors LLC (Rockland, MA) for Virtue Capital Management, LLC on the same day
Form ADVobserved 5 days ago
2 advisors
Occurred
Nov 24, 2025
Advisor changed firm
Michael Alexander Watkins left Virtue Capital Management, Llc for Truvestments Capital Llc (registered 2025-12-22)
Form ADVobserved 6 days ago
Occurred
Mar 28, 2025
Regulatory AUM changed
Virtue Capital Management, Llc reported RAUM $1.2B, up 53% from $787.5M (2024-03-28 to 2025-03-28)
Form ADVobserved 6 days ago
$421M
Occurred
Mar 12, 2025
Advisor changed firm
Brian Jay Bewley left Virtue Capital Management, Llc for Aligned Wealth Solutions, Llc (registered 2025-03-19)
Form ADVobserved 6 days ago
Occurred
Jan 23, 2025
Advisor changed firm
John Theodore Kozak left Virtue Capital Management, Llc for Advisor Share Wealth Management, Llc (registered 2025-02-20)
Form ADVobserved 6 days ago
Occurred
Nov 8, 2024
Advisor changed firm
Christian Paul Von Allmen left Virtue Capital Management, Llc for Bonsai Advisors Llc (registered 2024-12-17)
Form ADVobserved 6 days ago
Occurred
Jun 28, 2024
Advisor changed firm
Ian Reid Maxwell left Virtue Capital Management, Llc for Reviresco Wealth Advisory Llc (registered 2026-01-16)
Form ADVobserved 6 days ago
Occurred
May 15, 2024
Advisor changed firm
Michael John Falco left Virtue Capital Management, Llc for Falco Wealth Management (registered 2024-05-15)
Form ADVobserved 6 days ago
Occurred
Apr 12, 2024
Advisor changed firm
Steven Ralph Anderson left Virtue Capital Management, Llc for Bcd Advisors (registered 2024-04-12)
Form ADVobserved 6 days ago
Occurred
Mar 19, 2024
Advisor changed firm
Scott Edward Stooksbury left Virtue Capital Management, Llc for Cfg Retirement (registered 2024-03-25)
Form ADVobserved 6 days ago
Occurred
Feb 12, 2024
Advisor changed firm
Andrew Steven Heifer left Virtue Capital Management, Llc for Creativeone Wealth, Llc (registered 2024-02-09)
Form ADVobserved 6 days ago
Occurred
Jan 9, 2024
Advisor changed firm
Diane Brewer left Virtue Capital Management, Llc for Brookstone Wealth Advisors, Llc (registered 2024-01-04)
Form ADVobserved 6 days ago
Occurred
Dec 8, 2023
Advisor changed firm
Kurtis Wesley Barnett left Virtue Capital Management, Llc for Gibbs Wealth Management, Llc (registered 2023-12-21)
Form ADVobserved 6 days ago
Occurred
Nov 3, 2023
Advisor changed firm
Gregory Miles Babcock left Virtue Capital Management, Llc for Gibbs Wealth Management, Llc (registered 2025-01-01)
Form ADVobserved 6 days ago
Occurred
Oct 30, 2023
Advisor changed firm
Ronald Scott Staton left Virtue Capital Management, Llc for Coppell Advisory Solutions Llc (registered 2023-11-02)
Form ADVobserved 6 days ago
Occurred
Oct 30, 2023
Advisor changed firm
Cole Harrison Staton left Virtue Capital Management, Llc for Coppell Advisory Solutions Llc (registered 2023-10-31)
Form ADVobserved 6 days ago
Occurred
Sep 11, 2023
Advisor changed firm
Nathan L Clark left Virtue Capital Management, Llc for Brookstone Wealth Advisors, Llc (registered 2023-09-19)
Form ADVobserved 6 days ago
Occurred
Jun 1, 2023
Advisor changed firm
Lester Joseph Robinson left Virtue Capital Management, Llc for Cadaret Grant & Co Inc (registered 2023-06-01)
Form ADVobserved 6 days ago
Occurred
Mar 24, 2023
Advisor changed firm
James Dennis Underwood left Virtue Capital Management, Llc for Aspen Creek Wealth Management, Llc (registered 2025-08-06)
Form ADVobserved 6 days ago
Occurred
Mar 8, 2023
Advisor changed firm
Patrick Michael Mueller left Virtue Capital Management, Llc for Coppell Advisory Solutions Llc (registered 2023-02-23)
Form ADVobserved 6 days ago
Occurred
Jan 31, 2023
Advisor changed firm
Terri Lynn Collymore left Virtue Capital Management, Llc for Brookstone Wealth Advisors, Llc (registered 2023-02-06)
Form ADVobserved 6 days ago
Occurred
Oct 4, 2022
Advisor changed firm
Richard John Luckow left Virtue Capital Management, Llc for Gradient Advisors, Llc (registered 2022-10-07)
Form ADVobserved 6 days ago
Occurred
Jul 19, 2022
Advisor changed firm
Jeremy Nathan Pizzolato left Virtue Capital Management, Llc for Aan Wealth Advisors Llc (registered 2024-06-25)
Form ADVobserved 6 days ago
Occurred
Jun 8, 2022
Advisor changed firm
Richard Roy Kirk left Virtue Capital Management, Llc for Peace Of Mind Wealth Management (registered 2022-06-14)
Form ADVobserved 6 days ago
Occurred
Mar 23, 2022
Regulatory AUM changed
Virtue Capital Management, Llc reported RAUM $1.1B, up 53% from $700.3M (2021-09-27 to 2022-03-23)
Form ADVobserved 6 days ago
$371M
Occurred
Jan 13, 2022
Advisor changed firm
William Stephen Glover left Virtue Capital Management, Llc for Api Financial Advisors, Llc (registered 2020-08-13)
Form ADVobserved 6 days ago
Occurred
Mar 16, 2021
Regulatory AUM changed
Virtue Capital Management, Llc reported RAUM $700.3M, up 32% from $529.3M (2021-01-19 to 2021-03-16)
Form ADVobserved 6 days ago
$171M
Occurred
Jan 11, 2021
Control person joined
Mark Steven Cervantes (Chief Compliance Officer) appeared on Schedule A of Virtue Capital Management, Llc
Form ADVobserved 6 days ago
Occurred
Aug 25, 2020
Control person joined
John Matthew Rettich (Trustee) appeared on Schedule A of Virtue Capital Management, Llc
Form ADVobserved 6 days ago

Show 4 bookkeeping events

First seen by DFX
Sep 16, 2026
date not stated
Steven Mark Cervantes no longer holds an investment adviser registration (last listed at Virtue Capital Management, Llc on the 2026-09-15 feed)
Occurred
Mar 30, 2026
Virtue Capital Management, Llc reported 81 offices beyond its principal office, down from 98 (2025-03-28 to 2026-03-30)
Occurred
Mar 23, 2022
Virtue Capital Management, Llc reported 102 offices beyond its principal office, down from 114 (2021-09-27 to 2022-03-23)
Occurred
Mar 23, 2022
Virtue Capital Management, Llc reported 111 state-registered advisory representatives, down from 139 (2021-09-27 to 2022-03-23)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:72aef19b-ee04-7039-a029-95f5676239f3
First observed: Jun 12, 2014
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

VIRTUE CAPITAL MANAGEMENT, LLC

CRD 167816

BRENTWOOD, TN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:72aef19b-ee04-7039-a029-95f5676239f3

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:31 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JEREMY MATTHEW RETTICH

n/a

BRENTWOOD, TN

JAMES DAVID WEBB

Chartered Financial Consultant

BRENTWOOD, TN

MATTHEW JOHN RETTICH

n/a

BRENTWOOD, TN

E SHANE HOLDER

n/a

BRENTWOOD, TN

n/a

CHRIS SUMNER

n/a

MEMPHIS, TN | BRENTWOOD, TN

n/a

MICHAEL RENNIE MORERA

n/a

BRENTWOOD, TN | Santa Ana, CA

BRANDON SCOTT DILLARD

n/a

BRENTWOOD, TN | ETHRIDGE, TN

n/a

TERRY LANE COLEMAN

Chartered Financial Consultant

BRENTWOOD, TN | CHESTERFIELD, MO

HUGH AUGUSTIN MCDONALD

n/a

Whippany, NJ | BRENTWOOD, TN

JUSTIN MATTHEW BARWICK

n/a

BRENTWOOD, TN | St. Louis, MO

ROY LEE THROWER, JR.

n/a

ANGIER, NC | BRENTWOOD, TN

JEREMIAH ENOCH THRELKELD

n/a

BRENTWOOD, TN

Justin Kevin Thompson

n/a

STATESBORO, GA | BRENTWOOD, TN

BRENT A PETERSON

n/a

La Crosse, WI | BRENTWOOD, TN

JAMES JIANG-HUA CHU

n/a

Monterey Park, CA | BRENTWOOD, TN

TERRY ALAN WHITE

n/a

Hiawassee, GA | BRENTWOOD, TN

JEFFREY JAY GOLLEHON

Chartered Financial Consultant

BRENTWOOD, TN | Aberdeen, NC

JAY HOWARD MILLARD

n/a

BRENTWOOD, TN | Dayton, KY

TAMMY LEE BYRD

n/a

BRENTWOOD, TN | Ridgeland, MS

RONALD CARL WIITALA

n/a

BRENTWOOD, TN | LAKE ORION, MI

ANIL B VAZIRANI

n/a

Scottsdale, AZ | BRENTWOOD, TN

Christopher Tatum Stovall

n/a

SCOTTSDALE, AZ | BRENTWOOD, TN

THOMAS LLOYD KUNKEL

n/a

POINCIANA, FL | ROCHESTER, MN | BRENTWOOD, TN

JOHN M LITTLE

n/a

HARLINGEN, TX | BRENTWOOD, TN | MEMPHIS, TN

NICK DELL'AQUILA

n/a

WINSTON-SALEM, NC | BRENTWOOD, TN

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CERVANTES, STEVEN, MARK

CHIEF COMPLIANCE OFFICER

yes

01/2021

Mar 30, 2026

RETTICH, JEREMY, MATTHEW

CHIEF EXECUTIVE OFFICER

yes

08/2013

Mar 30, 2026

VIRTUE FINANCIAL HOLDINGS, LLC

SOLE MEMBER

yes

01/2014

Mar 30, 2026

WEBB, JAMES, DAVID

CHIEF OPERATING OFFICER

yes

08/2013

Mar 30, 2026

JEREMY M. RETTICH REVOCABLE LIVING TRUST AGREEMENT DATED 12/02/2011

Owner

yes

07/2020

Aug 18, 2020

Mar 28, 2024

RETTICH, JEREMY, MATTHEW

GRANTOR AND SOLE TRUSTEE

yes

12/2011

Aug 4, 2014

Mar 28, 2024

RETTICH, MATTHEW, JOHN

Trustee

yes

04/2014

Jun 12, 2014

Mar 28, 2024

Rettich, Michele, Pillar

Trustee

yes

04/2014

Aug 25, 2020

Mar 28, 2024

THE RETTICH FAMILY REVOCABLE LIVING TRUST, MATTHEW AND MICHELE RETTICH, TRUSTEES, DATED APRIL 29, 2014

Owner

yes

07/2020

Aug 18, 2020

Mar 28, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

SUMMIT CAPITAL SOLUTIONS LLC

n/a

No RAUM reported

yes

n/a

VIRTUE ADVISORS

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Scottsdale

United States

Ridgeland

United States

Hoover

United States

Phoenix

United States

Bakersfield

United States

BEVERLY HILLS

United States

Dublin

United States

Irvine

United States

LAGUNA HILLS

United States

LONG BEACH

United States

yes

MONTEREY PARK

United States

WOODLAND HILLS

United States

GREENWOOD VILLIAGE

United States

BOCA RATON

United States

CORAL SPRINGS

United States

FORT LAUDERDALE

United States

FORT MYERS

United States

Jacksonville

United States

LAKE MARY

United States

MT. DORA

United States

Oldsmar

United States

Poinciana

United States

Atlanta

United States

Ellijay

United States

Gainsville

United States

Lawerenceville

United States

Bartlett

United States

OAK BROOK

United States

yes

Schaumburg

United States

Fortville

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$1.3B

105

n/a

2024

Mar 28, 2025

$1.2B

108

n/a

2023

Mar 28, 2024

$787M

110

n/a

2022

Mar 31, 2023

$941M

133

107

n/a

2021

Mar 23, 2022

$1.1B

130

111

102

n/a

2020

Mar 16, 2021

$700M

139

120

114

n/a

2019

Mar 30, 2020

$529M

135

123

119

n/a

2018

Mar 31, 2019

$392M

118

103

n/a

2017

Feb 21, 2018

$340M

n/a

2016

Mar 31, 2017

$174M

n/a

2015

Mar 17, 2016

$97.2M

$95.6M

n/a

2014

Mar 31, 2015

$34.2M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

7.6%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.3B

$1.2B

8.5%

$941M

11.7%

105

108

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

EMPIRICAL ASSET MANAGEMENT, LLC

Jul 1, 2026

Jul 9, 2026

BRENTWOOD, TN

Team lift out

RIA to RIA

2.2%

CROWN PRIVATE WEALTH, LLC

Mar 5, 2021

Feb 16, 2021

BRENTWOOD, TN

Team lift out

RIA to state RIA

2.2%

SIMPLICITY WEALTH

Jul 29, 2019

Aug 7, 2019

BRENTWOOD, TN

Team lift out

RIA to new firm

2.7%

OPTIVISE ADVISORY SERVICES LLC

Jun 3, 2019

Oct 23, 2019

SPRING HILL, TN

Team lift out

RIA to new firm

2.7%

GUIDEDQUEST, LLC

Jun 2, 2016

Jun 24, 2016

BRENTWOOD, TN

Team lift out

Other

6.3%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

FIRST NATIONAL ADVISORS LLC

Dec 31, 2025

Jan 23, 2026

ROCKLAND, MA

Team lift out

RIA to RIA

25.0%

BROOKSTONE WEALTH ADVISORS, LLC

Apr 1, 2020

GAINESVILLE, GA

Team lift out

RIA to RIA

1.0%

HORTER INVESTMENT MANAGEMENT, LLC

Jul 19, 2019

Jan 1, 2025

CINCINNATI, OH

Team lift out

RIA to RIA

10.3%

HORTER INVESTMENT MANAGEMENT, LLC

May 6, 2019

May 21, 2019

CINCINNATI, OH

Team lift out

RIA to RIA

3.3%

HORTER INVESTMENT MANAGEMENT, LLC

Jan 22, 2019

Jan 23, 2019

CINCINNATI, OH

Team lift out

RIA to RIA

2.0%

HORTER INVESTMENT MANAGEMENT, LLC

Sep 17, 2018

Oct 19, 2018

CINCINNATI, OH

Team lift out

RIA to RIA

5.3%

HORTER INVESTMENT MANAGEMENT, LLC

Aug 22, 2018

Sep 6, 2018

CINCINNATI, OH

Team lift out

RIA to RIA

2.5%

HORTER INVESTMENT MANAGEMENT, LLC

Apr 19, 2018

May 19, 2018

ABERDEEN, NC

Team lift out

RIA to RIA

1.5%

HORTER INVESTMENT MANAGEMENT, LLC

Apr 19, 2018

May 2, 2018

CINCINNATI, OH

Team lift out

RIA to RIA

1.5%

BROOKSTONE CAPITAL MANAGEMENT LLC

Nov 16, 2015

Nov 17, 2015

WHEATON, IL

Team lift out

Other

1.3%