DFX Intelligence

V•••••• P••• D•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor40 years in industry

V•••••• P••• D•••••••

Advisor at I••••• C•••••• P•••••••

SPRINGBORO, OH

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Search this name across graphsid dfx:ria:2de042ec-24ee-c8e4-dcd6-82a3c93b1efe

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 2, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••• C•••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 28, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••• C•••••• P•••••••	Independent wealth	Nov 6, 2024	n/a	yes	SPRINGBORO, OH	Current employment
L••• K••• • C••••••	Former SEC adviser	Jan 3, 2012	Nov 11, 2024	no	CINCINNATI, OH\|CENTERVILLE, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L••• K••• • C••••••	I••••• C•••••• P•••••••	Nov 11, 2024	Nov 6, 2024	-5	Firm change	RIA to RIA
P•••••• W••••• • R••••••••• S•••••••	L••• K••• • C••••••	Oct 7, 2011	Jan 3, 2012

Relationships

Registered with (5)

→ I••••• C•••••• P•••••••Registered adviserregistration: current employment
Nov 6, 2024 to presentfactForm ADV
→ L••• K••• • C••••••Registered adviserregistration: previous registration
Jan 3, 2012 to Nov 11, 2024factForm ADV
→ P•••••• W••••• • R••••••••• S•••••••Registered adviserregistration: previous registration
Feb 17, 2011 to Oct 7, 2011factForm ADV
→ O•••• W•••••• I•••Registered adviser

Dated events

Occurred
Nov 11, 2024
Advisor changed firm
V•••••• P••• D••••••• left L••• K••• • C•••••• for I••••• C•••••• P••••••• (registered 2024-11-06)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2de042ec-24ee-c8e4-dcd6-82a3c93b1efe
First observed: Jan 2, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.