DFX Intelligence

D••••• J• G••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

D••••• J• G••••••

Advisor at P••• P•••• W••••• A•••••••• I••

ORINDA, CA

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Search this name across graphsid dfx:ria:2de6c7f8-5f8e-bad4-2991-c32e499f6468

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 17, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••• P•••• W••••• A•••••••• I••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jun 1, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 19derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• W•••••• I•••	Bd affiliated wealth	May 28, 2025	n/a	yes	ORINDA, CA	Current employment
P••• P•••• W••••• A•••••••• I••	State registered	Jan 24, 2007	n/a	yes	ORINDA, CA	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• P••••••• I••••••••• A••••••• I••	A••••••••• S••••••••• C••••	Feb 20, 2007	Nov 29, 2006	-83	Firm change after gap	Other
A••••••••• S••••••••• C••••	P••• P•••• W••••• A•••••••• I••	Feb 12, 2007	Jan 24, 2007

Relationships

Registered with (4)

→ O•••• W•••••• I•••Registered adviserregistration: current employment
May 28, 2025 to presentfactForm ADV
→ P••• P•••• W••••• A•••••••• I••Registered adviserregistration: current employment
Jan 24, 2007 to presentfactForm ADV
→ A••••••••• P••••••• I••••••••• A••••••• I••Registered adviserregistration: previous registration
Oct 17, 2006 to Feb 20, 2007factForm ADV
→ A••••••••• S••••••••• C••••Registered adviserregistration: previous registration

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2de6c7f8-5f8e-bad4-2991-c32e499f6468
First observed: Oct 17, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.