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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

MATTHEW SCOTT NAKAMURA

Advisor at CETERA INVESTMENT ADVISERS LLC

San Diego, CA | SAN DIEGO, CA

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Search this name across graphsid dfx:ria:2dea4bed-7644-e05a-7e77-9efd83b5ceb2

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Mar 5, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 2, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Mar 2, 2007
First registration: Mar 5, 2007
Dual registered: yes, broker-dealer
IAPD individual key: 5088746

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Dec 26, 2023	n/a	yes	San Diego, CA\|SAN DIEGO, CA	Current employment
M HOLDINGS SECURITIES, INC.	Bd affiliated wealth	Apr 21, 2021	Nov 1, 2023	no	San Diego, CA\|PORTLAND, OR\|San Diego, CA	Previous registration
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Jan 31, 2011	Apr 26, 2021	no	SAN DIEGO, CA	Previous registration
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Former SEC adviser	Jan 28, 2008	Aug 16, 2010	no	El Segundo, CA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 5, 2007	Jan 15, 2008	no	SAN DIEGO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M HOLDINGS SECURITIES, INC.	CETERA INVESTMENT ADVISERS LLC	Nov 1, 2023	Dec 26, 2023	55	Firm change	Ibd to ibd
COMMONWEALTH FINANCIAL NETWORK	M HOLDINGS SECURITIES, INC.	Apr 26, 2021	Apr 21, 2021	-5	Firm change	Ibd to ibd
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	COMMONWEALTH FINANCIAL NETWORK	Aug 16, 2010	Jan 31, 2011	168	Firm change	Other
LPL FINANCIAL LLC	NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Jan 15, 2008	Jan 28, 2008	13	Firm change	Other

Relationships

Registered with (5)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Dec 26, 2023 to presentfactForm ADV
→ M HOLDINGS SECURITIES, INC.Registered adviserregistration: previous registration
Apr 21, 2021 to Nov 1, 2023factForm ADV
→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: previous registration
Jan 31, 2011 to Apr 26, 2021factForm ADV
→ NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)Registered adviserregistration: previous registration
Jan 28, 2008 to Aug 16, 2010factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Mar 5, 2007 to Jan 15, 2008factForm ADV

Dated events

Occurred
Nov 1, 2023
Advisor changed firm
Matthew Scott Nakamura left M Holdings Securities, Inc. for Cetera Investment Advisers Llc (registered 2023-12-26)
Form ADVobserved 4 days ago