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A•••••• C••••••••• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor18 years in industry

A•••••• C••••••••• G•••••

Advisor at F•••••••• • T•• A••••••••• L••

ST. LOUIS, MO

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Search this name across graphsid dfx:ria:2dec7061-43ab-f195-16ba-e6bf2da85100

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Aug 31, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••••••• • T•• A••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 1, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
F•••••••• • T•• A••••••••• L••	Independent wealth	Jul 6, 2023	n/a	yes	ST. LOUIS, MO	Current employment
P•••• S••••••••• L••	No RAUM reported	Aug 31, 2021	Jul 3, 2023	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
P•••• S••••••••• L••	F•••••••• • T•• A••••••••• L••	Jul 3, 2023	Jul 6, 2023	3	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ F•••••••• • T•• A••••••••• L••Registered adviserregistration: current employment
Jul 6, 2023 to presentfactForm ADV
→ P•••• S••••••••• L••Registered adviserregistration: previous registration
Aug 31, 2021 to Jul 3, 2023factForm ADV

Dated events

Occurred
Jul 3, 2023
Advisor changed firm
A•••••• C••••••••• G••••• left P•••• S••••••••• L•• for F•••••••• • T•• A••••••••• L•• (registered 2023-07-06)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2dec7061-43ab-f195-16ba-e6bf2da85100
First observed: Aug 31, 2021
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.