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RIA / WealthAdvisorCertified Financial Planner13 years in industry

ERIN TOBIN ROGERS

Advisor at NORTHROCK PARTNERS, LLC

Ellicott City, MD | MINNEAPOLIS, MN

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Search this name across graphsid dfx:ria:2deea625-286b-5d6f-7bf8-8136e34b2701

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: May 7, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NORTHROCK PARTNERS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 6, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Designations: Certified Financial Planner
Exams: S66
First exam: May 6, 2013
First registration: May 7, 2013
Dual registered: no
Other names: ERIN TOBIN|ERIN MCHENRY TOBIN
IAPD individual key: 5947817

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NORTHROCK PARTNERS, LLC	Independent wealth	Aug 4, 2023	n/a	yes	Ellicott City, MD\|MINNEAPOLIS, MN	Current employment
CURI CAPITAL	Former SEC adviser	Jan 17, 2020	Aug 4, 2023	no	LONG ISLAND, NY\|RALEIGH, NC\|LONG ISLAND CITY, NY	Previous registration
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jul 13, 2018	Sep 4, 2019	no	BOSTON, MA	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Feb 20, 2014	Jul 13, 2018	no	WASHINGTON, DC	Previous registration
FOLGER NOLAN FLEMING DOUGLAS INCORPORATED	Independent wealth	May 7, 2013	Dec 20, 2013	no	WASHINGTON, DC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CURI CAPITAL	NORTHROCK PARTNERS, LLC	Aug 4, 2023	Aug 4, 2023	0	Firm change	RIA to RIA
FIDELITY PERSONAL AND WORKPLACE ADVISORS	CURI CAPITAL	Sep 4, 2019	Jan 17, 2020	135	Firm change	Ibd to RIA
STRATEGIC ADVISERS LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Jul 13, 2018	Jul 13, 2018	0	Bulk transfer	Ibd to new firm
FOLGER NOLAN FLEMING DOUGLAS INCORPORATED	STRATEGIC ADVISERS LLC	Dec 20, 2013	Feb 20, 2014	62	Firm change	Other

Relationships

Registered with (5)

→ NORTHROCK PARTNERS, LLCRegistered adviserregistration: current employment
Aug 4, 2023 to presentfactForm ADV
→ CURI CAPITALRegistered adviserregistration: previous registration
Jan 17, 2020 to Aug 4, 2023factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jul 13, 2018 to Sep 4, 2019factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Feb 20, 2014 to Jul 13, 2018factForm ADV
→ FOLGER NOLAN FLEMING DOUGLAS INCORPORATEDRegistered adviserregistration: previous registration
May 7, 2013 to Dec 20, 2013factForm ADV

Dated events

Occurred
Aug 4, 2023
Advisor changed firm
Erin Tobin Rogers left Curi Capital for Northrock Partners, Llc (registered 2023-08-04)
Form ADVobserved 4 days ago