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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

RYAN NEWTON

Advisor at OSAIC WEALTH, INC.

Birmingham, AL | LITTLETON, CO

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: May 19, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 4, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Apr 4, 2000
First registration: May 19, 2008
Dual registered: yes, broker-dealer
Other names: RYAN JAMES NEWTON
IAPD individual key: 4154557

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Jun 14, 2024	n/a	yes	LITTLETON, CO\|Birmingham, AL	Current employment
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Jul 5, 2022	Jun 14, 2024	no	BIRMINGHAM, AL	Previous registration
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jan 27, 2021	May 24, 2022	no	DENVER, CO\|GREENWOOD VILLAGE, CO	Previous registration
OLD MUTUAL CAPITAL	Former SEC adviser	May 19, 2008	Jul 27, 2009	no	DENVER, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SECURITIES AMERICA ADVISORS, INC.	OSAIC WEALTH, INC.	Jun 14, 2024	Jun 14, 2024	0	Bulk transfer	Ibd to ibd
CETERA INVESTMENT ADVISERS LLC	SECURITIES AMERICA ADVISORS, INC.	May 24, 2022	Jul 5, 2022	42	Firm change	Ibd to ibd
OLD MUTUAL CAPITAL	CETERA INVESTMENT ADVISERS LLC	Jul 27, 2009	Jan 27, 2021	4,202	Firm change after gap	Other

Relationships

Registered with (4)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Jun 14, 2024 to presentfactForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Jul 5, 2022 to Jun 14, 2024factForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Jan 27, 2021 to May 24, 2022factForm ADV
→ OLD MUTUAL CAPITALRegistered adviserregistration: previous registration
May 19, 2008 to Jul 27, 2009factForm ADV

Dated events

Occurred
May 24, 2022
Advisor changed firm
Ryan Newton left Cetera Investment Advisers Llc for Securities America Advisors, Inc. (registered 2022-07-05)
Form ADVobserved 6 days ago