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S••••• G••• A•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

S••••• G••• A•••••

Advisor at L••••• F••••••••• I•••

BIRMINGHAM, AL | HUNT VALLEY, MD

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Search this name across graphsid dfx:ria:2df9e7c3-bd62-05b3-6847-183230c9250f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 24, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••••• F••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 24, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
L••••• F••••••••• I•••	Bd affiliated wealth	Feb 1, 2013	n/a	yes	BIRMINGHAM, AL\|HUNT VALLEY, MD	Current employment
R•• C•••••• M••••••• L••	National bd RIA	Mar 20, 2008	Feb 8, 2013	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
R•• C•••••• M••••••• L••	L••••• F••••••••• I•••	Feb 8, 2013	Feb 1, 2013	-7	Firm change	Other
C•••••••• G••••• M•••••• I•••	R•• C•••••• M••••••• L••	Apr 3, 2008

Relationships

Registered with (4)

→ L••••• F••••••••• I•••Registered adviserregistration: current employment
Feb 1, 2013 to presentfactForm ADV
→ R•• C•••••• M••••••• L••Registered adviserregistration: previous registration
Mar 20, 2008 to Feb 8, 2013factForm ADV
→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: previous registration
Feb 21, 2006 to Apr 3, 2008factForm ADV
→ L••• M•••• W••• W•••••• I•••••••••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2df9e7c3-bd62-05b3-6847-183230c9250f
First observed: May 24, 1999
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.