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Advisor at LPL FINANCIAL LLC
SAN DIEGO, CA | WATKINSVILLE, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jul 10, 2023 | n/a | yes | WATKINSVILLE, GA|SAN DIEGO, CA | Current employment |
| CETERA ADVISORS LLC | Former SEC adviser | Nov 15, 2011 | Jul 1, 2021 | no | DULUTH, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA ADVISORS LLC | LPL FINANCIAL LLC | Jul 1, 2021 | Jul 10, 2023 | 739 | Firm change after gap | Ibd to ibd |