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Advisor at CETERA INVESTMENT ADVISERS LLC
Grand Junction, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Jun 29, 2023 | n/a | yes | Grand Junction, CO | Current employment |
| VOYA FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Jan 2, 2009 | Jun 9, 2021 | no | GRAND JUNCTION, CO|MIDVALE, UT|GRAND JUNCTION, CO|LONGMONT, CO|MIDVALE, UT|TEMPE, AZ|MIDVALE, UT|WINDSOR, CT | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Apr 23, 2007 | Nov 3, 2008 | no | GRAND JUNCTION, CO|GRAND JUNCTION, CO|GOLDEN, CO|GRAND JUNCTION, CO | Previous registration |
| WADDELL & REED | Former SEC adviser | Jan 1, 1999 | Dec 31, 2006 | no | MONTROSE, CO|GRAND JUNCTION, CO|GRAND JUNCTION, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| VOYA FINANCIAL ADVISORS, INC. | CETERA INVESTMENT ADVISERS LLC | Jun 9, 2021 | Jun 29, 2023 | 750 | Bulk transfer | Ibd to ibd |
| LPL FINANCIAL LLC | VOYA FINANCIAL ADVISORS, INC. | Nov 3, 2008 | Jan 2, 2009 | 60 | Firm change | Other |
| WADDELL & REED | LPL FINANCIAL LLC | Dec 31, 2006 | Apr 23, 2007 | 113 | Firm change | Other |