DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at U.S. BANCORP ADVISORS, LLC
Salt Lake City, UT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| U.S. BANCORP ADVISORS, LLC | Bd affiliated wealth | Feb 13, 2026 | n/a | yes | Salt Lake City, UT | Current employment |
| U.S. BANCORP INVESTMENTS, INC. | Former SEC adviser | May 5, 2010 | Feb 13, 2026 | no | Salt Lake City, UT|Salt Lake City, UT|Salt Lake City, UT | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 1, 2008 | Oct 26, 2009 | no | SALT LAKE CITY, UT | Previous registration |
| J.P. MORGAN SECURITIES INC. | n/a | Sep 27, 2006 | Oct 1, 2008 | no | SALT LAKE CITY, UT | Previous registration |
| BANC ONE SECURITIES CORPORATION | n/a | Nov 21, 2005 | Sep 27, 2006 | no | CHICAGO, IL|SALT LAKE CITY, UT | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Jul 6, 2005 | Nov 8, 2005 | no | SALT LAKE CITY, UT | Previous registration |
| BANC ONE SECURITIES CORPORATION | n/a | Jul 10, 2003 | Jul 6, 2005 | no | SALT LAKE CITY, UT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| U.S. BANCORP INVESTMENTS, INC. | U.S. BANCORP ADVISORS, LLC | Feb 13, 2026 | Feb 13, 2026 | 0 | Bulk transfer | Ibd to ibd |
| J.P. MORGAN SECURITIES LLC | U.S. BANCORP INVESTMENTS, INC. | Oct 26, 2009 | May 5, 2010 | 191 | Firm change | Other |
| J.P. MORGAN SECURITIES INC. | J.P. MORGAN SECURITIES LLC | Oct 1, 2008 | Oct 1, 2008 | 0 | Bulk transfer | Other |
| BANC ONE SECURITIES CORPORATION | J.P. MORGAN SECURITIES INC. | Sep 27, 2006 | Sep 27, 2006 | 0 | Bulk transfer | Other |
| CHASE INVESTMENT SERVICES CORP. | BANC ONE SECURITIES CORPORATION | Nov 8, 2005 | Nov 21, 2005 | 13 | Firm change | Other |
| BANC ONE SECURITIES CORPORATION | CHASE INVESTMENT SERVICES CORP. | Jul 6, 2005 | Jul 6, 2005 | 0 | Bulk transfer | Other |